WADE JOHN 4

Accession 0001209191-20-036908

CIK 0001537054other

View on SEC.gov Company Profile

Filed

Jun 15, 8:00 PM ET

Accepted

Jun 16, 11:58 AM ET

Size

35.0 KB

Accession

0001209191-20-036908

Insider Transaction Report

Form 4

Period: 2020-06-12

Gogo Inc.GOGO

WADE JOHN

EVP and GM, Bus. Aviation

Transactions

Disposition to Issuer
Options (Right to Buy)
2020-06-12−100,000→ 0 total
Exercise: $17.68Exp: 2024-05-28→ Common Stock (100,000 underlying)
Disposition to Issuer
Options (Right to Buy)
2020-06-12−58,340→ 0 total
Exercise: $11.96Exp: 2027-03-14→ Common Stock (58,340 underlying)
Disposition to Issuer
Options (Right to Buy)
2020-06-12−37,000→ 0 total
Exercise: $10.23Exp: 2028-02-17→ Common Stock (37,000 underlying)
Disposition to Issuer
Options (Right to Buy)
2020-06-12−82,400→ 0 total
Exercise: $17.78Exp: 2021-12-14→ Common Stock (82,400 underlying)
Disposition to Issuer
Options (Right to Buy)
2020-06-12−82,400→ 0 total
Exercise: $18.72Exp: 2023-06-05→ Common Stock (82,400 underlying)
Disposition to Issuer
Options (Right to Buy)
2020-06-12−64,600→ 0 total
Exercise: $21.45Exp: 2025-05-26→ Common Stock (64,600 underlying)
Disposition to Issuer
Options (Right to Buy)
2020-06-12−19,400→ 0 total
Exercise: $12.23Exp: 2026-08-31→ Common Stock (19,400 underlying)
Disposition to Issuer
Options (Right to Buy)
2020-06-12−60,550→ 0 total
Exercise: $4.57Exp: 2029-03-10→ Common Stock (60,550 underlying)
Award
Options (Right to Buy)
2020-06-12+219,171→ 219,171 total
Exercise: $2.61Exp: 2030-06-12→ Common Stock (219,171 underlying)
Disposition to Issuer
Options (Right to Buy)
2020-06-12−64,600→ 0 total
Exercise: $8.37Exp: 2026-06-24→ Common Stock (64,600 underlying)
Disposition to Issuer
Options (Right to Buy)
2020-06-12−29,840→ 0 total
Exercise: $11.96Exp: 2027-03-14→ Common Stock (29,840 underlying)
Disposition to Issuer
Options (Right to Buy)
2020-06-12−37,000→ 0 total
Exercise: $10.23Exp: 2028-02-17→ Common Stock (37,000 underlying)
Disposition to Issuer
Options (Right to Buy)
2020-06-12−20,200→ 0 total
Exercise: $4.57Exp: 2029-03-10→ Common Stock (20,200 underlying)

Footnotes (14)

[F1]These options provided for vesting in four annual installments beginning on the first anniversary of December 14, 2011, subject to continued employment with the Company.
[F10]These options provided for vesting in four annual installments beginning on the first anniversary of February 17, 2018, subject to continued employment with the Company.
[F11]Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of February 17, 2018, subject to continued employment with the Company.
[F12]These options provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company.
[F13]Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of March 10, 2019, subject to continued employment with the Company.
[F14]These options vest on December 31, 2022, subject to continued employment with the Company.
[F2]On 6/12/20, pursuant to its option exchange program, the issuer cancelled the following options to purchase shares of common stock held by the reporting person: (i) options to purchase 82,400 shares granted on 12/14/11, (ii) options to purchase 82,400 shares granted on 6/5/13, (iii) options to purchase 100,000 shares granted on 5/28/14, (iv) options to purchase 64,600 shares granted on 5/26/15, (v) options to purchase 64,600 shares granted on 6/24/16, (vi) options to purchase 19,400 shares granted on 8/31/16, (vii) options to purchase (A) 58,340 shares and (B) 29,840 shares granted on 3/14/17, (viii) options to purchase (A) 37,000 shares and (B) 37,000 shares granted on 2/17/18, and (ix) options to purchase (A) 60,550 shares and (B) 20,200 shares granted on 3/10/19. In exchange, the reporting person received replacement options to purchase 219,171 shares of common stock, having an exercise price of $2.61 per share.
[F3]These options provided for vesting in four annual installments beginning on the first anniversary of June 5, 2013, subject to continued employment with the Company.
[F4]These options provided for vesting in four annual installments beginning on the first anniversary of May 28, 2014, subject to continued employment with the Company.
[F5]These options provided for vesting in four annual installments beginning on the first anniversary of May 26, 2015, subject to continued employment with the Company.
[F6]These options provided for vesting in four annual installments beginning on the first anniversary of May 26, 2016, subject to continued employment with the Company.
[F7]These options provided for vesting in four annual installments beginning on the first anniversary of May 26, 2016, subject to continued employment with the Company.
[F8]These options provided for vesting in four annual installments beginning on the first anniversary of March 14, 2017, subject to continued employment with the Company.
[F9]Following the elimination of the performance conditions for these options by the Compensation Committee of the Company, these options provided for vesting in four annual installments beginning on the first anniversary of March 14, 2017, subject to continued employment with the Company.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Gogo Inc.

CIK 0001537054

→

Entity typeother

Related Parties

filerCIK 0001579578

Filing Metadata

Form type: 4
Filed: Jun 15, 8:00 PM ET
Accepted: Jun 16, 11:58 AM ET
Size: 35.0 KB

View on SEC.gov