4//SEC Filing
Mirkin Chad A. 4
Accession 0001209191-20-037163
CIK 0001698530other
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 9:35 PM ET
Size
8.6 KB
Accession
0001209191-20-037163
Insider Transaction Report
Form 4
EXICURE, INC.XCUR
Mirkin Chad A.
Director10% Owner
Transactions
- Sale
Common Stock
2020-06-12$2.83/sh−10,195$28,852→ 11,257,629 total(indirect: By LLC)
Holdings
- 25,000(indirect: By LLC)
Common Stock
- 64,649
Common Stock
- 33,936(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Certain of these transactions are matchable transactions under Section 16(b) of the Exchange Act. The Reporting Person will disgorge the full amount of any recoverable profits to the Issuer.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.81 to $2.87 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The Reporting Person is a member of the Board of Managers of AuraSense, LLC and may be deemed to share voting or dispositive power over the shares held by AuraSense, LLC.
- [F4]The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F5]The Reporting Person is a member of the Board of Managers of BSR Enterprises, LLC and may be deemed to share voting and dispositive power over the shares held by BSR Enterprises, LLC with the Reporting Person's spouse.
- [F6]The Reporting Person is the trustee of the Chad A. Mirkin Living Trust, and has voting or dispositive power over the shares held by the trust.
Documents
Issuer
EXICURE, INC.
CIK 0001698530
Entity typeother
Related Parties
1- filerCIK 0001416999
Filing Metadata
- Form type
- 4
- Filed
- Jun 15, 8:00 PM ET
- Accepted
- Jun 16, 9:35 PM ET
- Size
- 8.6 KB