Home/Filings/4/0001209191-20-037769
4//SEC Filing

Gasmi Mehdi 4

Accession 0001209191-20-037769

CIK 0001501756other

Filed

Jun 17, 8:00 PM ET

Accepted

Jun 18, 9:45 PM ET

Size

14.6 KB

Accession

0001209191-20-037769

Insider Transaction Report

Form 4
Period: 2020-06-17
Gasmi Mehdi
VP, Pharmaceutical Development
Transactions
  • Exercise/Conversion

    Common Stock

    2020-06-17$4.80/sh+268$1,286274,710 total
  • Exercise/Conversion

    Common Stock

    2020-06-18$4.80/sh+11,127$53,410285,569 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-06-17268117,732 total
    Exercise: $4.80Exp: 2026-02-11Common Stock (268 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-06-1811,127106,605 total
    Exercise: $4.80Exp: 2026-02-11Common Stock (11,127 underlying)
  • Sale

    Common Stock

    2020-06-17$25.01/sh268$6,703274,442 total
  • Sale

    Common Stock

    2020-06-18$25.01/sh11,127$278,329274,442 total
Footnotes (4)
  • [F1]Shares sold pursuant to a 10b5-1 plan.
  • [F2]Price reported is a weighted-average sales price. The shares were sold at prices ranging from $25.00 to $25.04. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  • [F3]Price reported is a weighted-average sales price. The shares were sold at prices ranging from $25.00 to $25.05. The reporting person will provide upon request to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  • [F4]Fully vested and exercisable.

Issuer

Adverum Biotechnologies, Inc.

CIK 0001501756

Entity typeother

Related Parties

1
  • filerCIK 0001614875

Filing Metadata

Form type
4
Filed
Jun 17, 8:00 PM ET
Accepted
Jun 18, 9:45 PM ET
Size
14.6 KB