REALNETWORKS INC|4Jul 20, 8:31 PM ET

Jaffe Bruce A. 4

4 · REALNETWORKS INC · Filed Jul 20, 2020

Form 4

Period: 2020-07-20

Director

Transactions

Exercise/Conversion
Common Stock
2020-07-20+27,272→ 75,366 total
Award
Stock Option (Right to Buy)
2020-07-20+15,000→ 15,000 total
Exercise: $1.63From: 2021-07-20Exp: 2027-07-20→ Common Stock (15,000 underlying)
Award
Restricted Stock Units
2020-07-20+27,607→ 27,607 total
Exercise: $0.00From: 2021-07-20Exp: 2021-07-20→ Common Stock (27,607 underlying)
Exercise/Conversion
Restricted Stock Units
2020-07-20−27,272→ 0 total
Exercise: $0.00From: 2020-07-20Exp: 2020-07-20→ Common Stock (27,272 underlying)

Footnotes (5)

[F1]The recipient has made an irrevocable election to defer the share distribution date to a date that is five years following the grant date or concurrent with the Director's separation from the Board.
[F2]Vested restricted stock units were distributed to the reporting person, without payment, in shares of common stock on a unit-for-share basis.
[F3]Converts into common stock on a unit-for-share basis on the share distribution date.
[F4]The restricted stock units vest in 12 substantially equal monthly installments until fully vested on the first anniversary of the grant date, provided that the reporting person continues to serve as a director through such date. The share distribution date applicable to the restricted stock units is the sooner to occur of (1) the first anniversary of the date of grant or (2) the date of separation from the Board.
[F5]The shares subject to the option grant will vest and become exercisable in 12 substantially equal monthly installments until the option becomes fully vested and exercisable on the first anniversary of the date of grant, provided that the reporting individual continues to serve as a director of RealNetworks through such date.

Documents

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