4//SEC Filing
CALDWELL THOMAS G 4
Accession 0001209191-20-043258
CIK 0000836147other
Filed
Jul 21, 8:00 PM ET
Accepted
Jul 22, 7:25 AM ET
Size
18.2 KB
Accession
0001209191-20-043258
Insider Transaction Report
Form 4
CALDWELL THOMAS G
DirectorPresident/Chief Executive Offi
Transactions
- Award
Common Stock
2020-07-20$17.69/sh+1,882$33,293→ 12,581 total - Tax Payment
Common Stock
2020-07-20$17.69/sh−629$11,127→ 11,952 total
Holdings
- 515.756(indirect: By Children)
Common Stock
- 32,469.748
Common Stock
- 4,480
Conditional Stock Award
Exercise: $24.10Exp: 2021-05-22→ Common Stock (4,480 underlying) - 4,387
Common Stock
Exercise: $26.09Exp: 2023-02-25→ Common Stock (4,387 underlying) - 5,000
Stock Option (right to buy)
Exercise: $8.78From: 2012-05-09Exp: 2021-05-09→ Common Stock (5,000 underlying) - 5,396
Conditional Stock Award
Exercise: $21.21Exp: 2022-03-01→ Common Stock (5,396 underlying)
Footnotes (6)
- [F1]Acquisition represents the vesting of performance shares granted to the reporting person on July 20, 2017, which vested on the third anniversary of their grant dated based upon the Company's total shareholder return.
- [F2]Includes shares acquired under the MBCN Dividend Reinvestment Plan.
- [F3]Includes shares held jointly with spouse.
- [F4]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated May 29, 2018.
- [F5]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.
- [F6]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.
Issuer
MIDDLEFIELD BANC CORP
CIK 0000836147
Entity typeother
Related Parties
1- filerCIK 0001223976
Filing Metadata
- Form type
- 4
- Filed
- Jul 21, 8:00 PM ET
- Accepted
- Jul 22, 7:25 AM ET
- Size
- 18.2 KB