STACY DONALD L 4

4 · MIDDLEFIELD BANC CORP · Filed Jul 22, 2020

Form 4

Period: 2020-07-20

Treasurer/CFO

Transactions

Holdings

Common Stock
(indirect: By IRA)
2,000
Conditional Stock Award
Exercise: $26.09Exp: 2023-02-25→ Common Stock (2,076 underlying)
2,076
Common Stock
41.681
Common Stock (right to buy)
Exercise: $8.78From: 2012-05-09Exp: 2021-05-09→ Common Stock (5,000 underlying)
5,000
Conditional Stock Award
Exercise: $21.21Exp: 2022-03-01→ Common Stock (2,490 underlying)
2,490
Conditional Stock Award
Exercise: $24.10Exp: 2021-05-22→ Common Stock (2,030 underlying)
2,030

Footnotes (6)

[F1]Acquisition represents the vesting of performance shares granted to the reporting person on July 20, 2017, which vested on the third anniversary of their grant dated based upon the Company's total shareholder return.
[F2]Includes shares acquired under the MBCN Dividend Reinvestment Plan.
[F3]held jointly with son
[F4]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated May 29, 2018.
[F5]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 5, 2019.
[F6]Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated February 26, 2020.

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