Home/Filings/4/0001209191-20-043536
4//SEC Filing

Norbe Todd 4

Accession 0001209191-20-043536

CIK 0000811240other

Filed

Jul 22, 8:00 PM ET

Accepted

Jul 23, 6:32 PM ET

Size

8.2 KB

Accession

0001209191-20-043536

Insider Transaction Report

Form 4
Period: 2020-07-22
Norbe Todd
DirectorPresident and CEO
Transactions
  • Award

    Series F Convertible Preferred

    2020-07-22+33 total
    Exercise: $0.40From: 2020-07-22Common Stock
  • Award

    Warrants

    2020-07-22+7,5007,500 total
    Exercise: $0.40From: 2020-07-22Exp: 2025-07-22Common Stock (7,500 underlying)
Footnotes (2)
  • [F1]An investment of $1,000 in the Issuer's rights offering provided the Reporting Person with one share of Series E Preferred Stock and 2,500 Warrants, which are the subject securities reported by the Reporting Person in this Form 4.
  • [F2]Each share of Series F Preferred Stock will be convertible at the Issuer's option at any time on or after July 15, 2021 or at the option of the Reporting Person at any time, into the number of shares of the Issuer's common stock determined by dividing the $1,000 stated value per share of the Series E Preferred Stock by a Conversion Price of $0.40 per share.

Issuer

BIOLASE, INC

CIK 0000811240

Entity typeother

Related Parties

1
  • filerCIK 0001743526

Filing Metadata

Form type
4
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 6:32 PM ET
Size
8.2 KB