4//SEC Filing
LORD JONATHAN T MD 4
Accession 0001209191-20-043538
CIK 0000811240other
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 6:40 PM ET
Size
8.1 KB
Accession
0001209191-20-043538
Insider Transaction Report
Form 4
BIOLASE, INCBIOL
LORD JONATHAN T MD
Director
Transactions
- Award
Series F Convertible Preferred
2020-07-22+6→ 6 totalExercise: $0.40From: 2020-07-22→ Common Stock - Award
Warrants
2020-07-22+15,000→ 15,000 totalExercise: $0.40From: 2020-07-22Exp: 2025-07-22→ Common Stock (15,000 underlying)
Footnotes (2)
- [F1]An investment of $1,000 in the Issuer's rights offering provided the Reporting Person with one share of Series E Preferred Stock and 2,500 Warrants, which are the subject securities reported by the Reporting Person in this Form 4.
- [F2]Each share of Series F Preferred Stock will be convertible at the Issuer's option at any time on or after July 15, 2021 or at the option of the Reporting Person at any time, into the number of shares of the Issuer's common stock determined by dividing the $1,000 stated value per share of the Series E Preferred Stock by a Conversion Price of $0.40 per share.
Documents
Issuer
BIOLASE, INC
CIK 0000811240
Entity typeother
Related Parties
1- filerCIK 0001112980
Filing Metadata
- Form type
- 4
- Filed
- Jul 22, 8:00 PM ET
- Accepted
- Jul 23, 6:40 PM ET
- Size
- 8.1 KB