|4Aug 6, 4:45 PM ET

Pedder Simon 4

4 · Athenex, Inc. · Filed Aug 6, 2020

Insider Transaction Report

Form 4
Period: 2020-06-05
Pedder Simon
See Remarks.
Transactions
  • Award

    Stock Option (Right to Buy)

    2020-06-05+60,00060,000 total
    Exercise: $12.45Exp: 2030-06-05Common Stock (60,000 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $4.55From: 2017-05-13Exp: 2023-05-13Common Stock (20,000 underlying)
    20,000
  • Common Stock

    5,310
  • Stock Option (Right to Buy)

    Exercise: $9.00From: 2020-02-28Exp: 2026-02-28Common Stock (100,000 underlying)
    100,000
  • Stock Option (Right to Buy)

    Exercise: $11.00Exp: 2027-06-13Common Stock (130,000 underlying)
    130,000
  • Stock Option (Right to Buy)

    Exercise: $17.30Exp: 2028-03-27Common Stock (60,000 underlying)
    60,000
  • Stock Option (Right to Buy)

    Exercise: $13.17Exp: 2029-02-28Common Stock (60,000 underlying)
    60,000
Footnotes (5)
  • [F1]This option vests in four equal annual installments beginning on June 13, 2018.
  • [F2]This option vests in four equal annual installments beginning on March 27, 2019.
  • [F3]This option vests in four equal annual installments beginning on February 28, 2020.
  • [F4]These options were granted contingent on receiving shareholder approval of the Amended and Restated 2017 Omnibus Incentive Plan, which approval was received on June 5, 2020.
  • [F5]This option vests in four equal annual installments beginning on June 5, 2021.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION