SULLIVAN JAMES 4
4 · MoSys, Inc. · Filed Aug 7, 2020
Insider Transaction Report
Form 4
MoSys, Inc.MOSY
SULLIVAN JAMES
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2020-08-06+1,375→ 4,574 total - Tax Payment
Common Stock
2020-08-06$1.81/sh−464$840→ 4,110 total
Footnotes (2)
- [F1]On February 6, 2019, the reporting person was granted 8,250 restricted stock units, which reflect the impact of a 1-for-20 reverse stock split of Mosys, Inc. common stock effected in August 2019. The restricted stock units (RSUs) vest as to one-sixth of the shares subject to the RSUs on each semi-annual anniversary of February 6, 2019. Amounts shown represent the conversion of the RSUs into common stock on a one-for-one basis upon vesting.
- [F2]In accordance with Instruction 4 to this Form, Column 5 reports only the total beneficial ownership of the "class" of derivative security reported in Column 1.