FARBER JEFFREY 5

5 · LANNETT CO INC · Filed Aug 12, 2020

Form 5

Period: 2020-06-30

Director

Transactions

Other
Common Stock
2019-12-27+500,000→ 640,919 total(indirect: 2019 GRAT)
Other
Common Stock
2020-03-31+15,910→ 1,859,524 total
Other
Common Stock
2020-05-12+300,000→ 300,000 total(indirect: 2020 GRAT)
Other
Common Stock
2020-06-09+70,000→ 1,629,524 total
Purchase
Common Stock
2020-01-31$8.16/sh+122$996→ 528,122 total(indirect: By LLC)
Other
Common Stock
2020-03-31−15,910→ 0 total(indirect: 2018 GRAT)
Other
Common Stock
2020-05-12−300,000→ 1,559,524 total
Other
Common Stock
2020-06-09−70,000→ 570,919 total(indirect: 2019 GRAT)
Gift
Common Stock
2019-11-07−68,200→ 1,006,928 total(indirect: By Foundation)
Gift
Common Stock
2019-11-14−10,000→ 996,928 total(indirect: By Foundation)
Gift
Common Stock
2019-11-22−2,500→ 994,428 total(indirect: By Foundation)
Gift
Common Stock
2019-11-25−16→ 994,412 total(indirect: By Foundation)
Sale
Common Stock
2019-12-20$9.25/sh−142$1,314→ 528,000 total(indirect: By LLC)
Other
Common Stock
2019-12-27−500,000→ 1,843,614 total

Holdings

Footnotes (12)

[F1]This transaction represents a gift for no value by the Reporting Person.
[F10]On May 12, 2020, Jeffrey Farber's Trust transferred 300,000 shares to the 2020 GRAT.
[F11]On June 30, 2020, the 2019 GRAT transferred 70,000 shares to Jeffrey Farber's Trust.
[F12]Jeffrey Farber disclaims beneficial ownership of all but 9,500 shares held by Farber Investment, LLC.
[F2]On November 7, 2019, the Jeffrey Farber Family Foundation gifted 68,200 shares to a charitable organization.
[F3]On November 14, 2019, the Jeffrey Farber Family Foundation gifted 10,000 shares to a charitable organization.
[F4]On November 22, 2019, the Jeffrey Farber Family Foundation gifted 2,500 shares to a charitable organization.
[F5]On November 25, 2019, the Jeffrey Farber Family Foundation gifted 16 shares to a charitable organization.
[F6]Jeffrey Farber disclaims beneficial ownership of these shares.
[F7]On December 27, 2019, Jeffrey Farber's Trust transferred 500,000 shares to the 2019 GRAT.
[F8]This transaction represents a transfer for no value by the Reporting Person.
[F9]On March 31, 2020, the 2018 GRAT transferred 15,910 shares to Jeffrey Farber's Trust.

Documents

1 file