4//SEC Filing
Louvet Eric 4
Accession 0001209191-20-047316
CIK 0000851310other
Filed
Aug 17, 8:00 PM ET
Accepted
Aug 18, 7:02 PM ET
Size
14.9 KB
Accession
0001209191-20-047316
Insider Transaction Report
Form 4
HARMONIC INCHLIT
Louvet Eric
SVP Sales NA & APAC
Transactions
- Exercise/Conversion
Common Stock
2020-08-15+6,250→ 130,690 total - Tax Payment
Common Stock
2020-08-15$6.72/sh−2,161$14,522→ 128,529 total - Exercise/Conversion
Restricted Stock Units
2020-08-15−4,166→ 8,334 totalExercise: $0.00From: 2019-02-15Exp: 2021-02-15→ Common Stock (4,166 underlying) - Exercise/Conversion
Restricted Stock Units
2020-08-15−6,250→ 37,500 totalExercise: $0.00From: 2020-02-15Exp: 2022-02-15→ Common Stock (6,250 underlying) - Exercise/Conversion
Common Stock
2020-08-15+4,166→ 125,880 total - Tax Payment
Common Stock
2020-08-15$6.72/sh−1,440$9,677→ 124,440 total
Footnotes (5)
- [F1]These shares of common stock were acquired upon the vesting of restricted stock units on August 15, 2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on February 13, 2019.
- [F2]Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2020.
- [F3]Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
- [F4]These shares of common stock were acquired upon the vesting of restricted stock units on August 15, 2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
- [F5]Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
Documents
Issuer
HARMONIC INC
CIK 0000851310
Entity typeother
Related Parties
1- filerCIK 0001767913
Filing Metadata
- Form type
- 4
- Filed
- Aug 17, 8:00 PM ET
- Accepted
- Aug 18, 7:02 PM ET
- Size
- 14.9 KB