Louvet Eric 4

4 · HARMONIC INC · Filed Aug 18, 2020

Form 4

Period: 2020-08-15

SVP Sales NA & APAC

Transactions

Exercise/Conversion
Common Stock
2020-08-15+6,250→ 130,690 total
Tax Payment
Common Stock
2020-08-15$6.72/sh−2,161$14,522→ 128,529 total
Exercise/Conversion
Restricted Stock Units
2020-08-15−4,166→ 8,334 total
Exercise: $0.00From: 2019-02-15Exp: 2021-02-15→ Common Stock (4,166 underlying)
Exercise/Conversion
Restricted Stock Units
2020-08-15−6,250→ 37,500 total
Exercise: $0.00From: 2020-02-15Exp: 2022-02-15→ Common Stock (6,250 underlying)
Exercise/Conversion
Common Stock
2020-08-15+4,166→ 125,880 total
Tax Payment
Common Stock
2020-08-15$6.72/sh−1,440$9,677→ 124,440 total

Footnotes (5)

[F1]These shares of common stock were acquired upon the vesting of restricted stock units on August 15, 2020. These restricted stock units were initially granted to the Reporting Person on 3/20/2018, and were identified on a Form 3 filed by the Reporting Person on February 13, 2019.
[F2]Includes 1,500 shares of common stock acquired in the company's Section 16-b exempt employee stock purchase plan on 7/1/2020.
[F3]Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.
[F4]These shares of common stock were acquired upon the vesting of restricted stock units on August 15, 2020. These restricted stock units were initially granted to the Reporting Person on 4/15/2019, and were identified on a Form 4 filed by the Reporting Person on 4/17/2019.
[F5]Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

Documents

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