Carter Russell Davis III 4
4 · HOME BANCSHARES INC · Filed Aug 19, 2020
Insider Transaction Report
Form 4
Carter Russell Davis III
Centennial Bank Regional Pres.
Transactions
- Purchase
Common Stock
2020-08-18$16.90/sh+900$15,210→ 6,134 total(indirect: By IRA)
Holdings
- 20,000
Performance Stock Option
Exercise: $23.32Exp: 2028-07-19→ Common Stock (20,000 underlying) - 3,334
Common Stock - Restricted Stock
- 9,752.308(indirect: By 401(k))
Common Stock
- 40,000
Performance Stock Option
Exercise: $18.46Exp: 2025-08-23→ Common Stock (40,000 underlying) - 8,246.728
Common Stock
- 21,667
Common Stock - Performance Based
Footnotes (7)
- [F1]Includes 322.0800 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan.
- [F2]Restricted Stock granted on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third anniversary of the award date. The stock began vesting in 33 1/3% installments on August 24, 2018.
- [F3]The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met.
- [F4]The Performance Stock awarded on August 24, 2015 will vest in 33 1/3% installments over five years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on December 31, 2016 and began vesting in 33 1/3% installments on December 31, 2019.
- [F5]Includes 1,759.8134 shares acquired through the Home BancShares, Inc. 401(k) and Employee Stock Ownership Plan since the last filing.
- [F6]Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.
- [F7]The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met.