Home/Filings/4/0001209191-20-047832
4//SEC Filing

CHAI CHRISTOPHER Y 4

Accession 0001209191-20-047832

CIK 0001510487other

Filed

Aug 19, 8:00 PM ET

Accepted

Aug 20, 8:01 PM ET

Size

10.0 KB

Accession

0001209191-20-047832

Insider Transaction Report

Form 4
Period: 2020-08-18
CHAI CHRISTOPHER Y
Chief Financial Officer
Transactions
  • Sale

    Common Stock

    2020-08-18$99.37/sh7,500$745,2403,539 total
  • Exercise/Conversion

    Common Stock

    2020-08-18$3.00/sh+7,500$22,48311,039 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2020-08-187,50056,982 total
    Exercise: $3.00Exp: 2023-12-11Common Stock (7,500 underlying)
Holdings
  • Common Stock

    (indirect: See footnote)
    3,302
Footnotes (4)
  • [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  • [F2]Represents the weighted average sales price per share. The shares sold at prices ranging from $99.28 to $99.50 per share. Upon request by the Commission staff, Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  • [F3]Shares indirectly held by Christopher Chai, as custodian for his children under California Uniform Transfer to Minors Act, of which the Reporting Person is a custodian and may be deemed to share voting and dispositive power over these shares.
  • [F4]The stock option is fully vested and immediately exercisable.

Issuer

Principia Biopharma Inc.

CIK 0001510487

Entity typeother

Related Parties

1
  • filerCIK 0001413823

Filing Metadata

Form type
4
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 8:01 PM ET
Size
10.0 KB