Home/Filings/4/0001209191-20-048214
4//SEC Filing

Andrews Richard Kevin 4

Accession 0001209191-20-048214

CIK 0001282648other

Filed

Aug 24, 8:00 PM ET

Accepted

Aug 25, 4:13 PM ET

Size

18.8 KB

Accession

0001209191-20-048214

Insider Transaction Report

Form 4
Period: 2020-08-21
Andrews Richard Kevin
EVP, CFO and Treasurer
Transactions
  • Award

    Restricted Stock Unit

    2020-08-21+26,56426,564 total
    Common Stock (26,564 underlying)
  • Award

    Restricted Stock Unit

    2020-08-21+26,56426,564 total
    Common Stock (26,564 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2020-08-21+26,56426,564 total
    Exercise: $28.23Exp: 2027-08-21Common Stock (26,564 underlying)
  • Award

    Restricted Stock Unit

    2020-08-21+53,12853,128 total
    Common Stock (53,128 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2020-08-21+26,56426,564 total
    Exercise: $18.91Exp: 2027-08-21Common Stock (26,564 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2020-08-21+26,56426,564 total
    Exercise: $37.83Exp: 2027-08-21Common Stock (26,564 underlying)
Footnotes (7)
  • [F1]All awards are pursuant to the Battalion Oil Corporation 2020 Long-Term Incentive Plan ("the LTIP") approved and adopted by the Board of Directors.
  • [F2]The Reporting Person received an award of stock options ("Options"). The exercise price per share of the Options will be equal to an Issuer equity value of $335.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021.
  • [F3]The Reporting Person received an award of stock options ("Options"). The exercise price per share of the Options will be equal to an Issuer equity value of $500.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021.
  • [F4]The Reporting Person received an award of stock options ("Options"). The exercise price per share of the Options will be equal to an Issuer equity value of $670.0 million divided by the number of shares outstanding. The Options vest in four equal annual installments beginning February 20, 2021.
  • [F5]The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning August 21, 2021.
  • [F6]The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in full only upon the achievement of certain business combination goals.
  • [F7]The Reporting Person received an award of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Issuer's common stock, subject to a decrease to zero based on the Issuer's total shareholder return relative to the total shareholder return of certain of its peer companies over the four-year period ending on February 20, 2024 (the "Performance Period".) The RSUs vest at the end of the Performance Period.

Issuer

BATTALION OIL CORP

CIK 0001282648

Entity typeother

Related Parties

1
  • filerCIK 0001822498

Filing Metadata

Form type
4
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 4:13 PM ET
Size
18.8 KB