James Erika H 4
4 · SVMK Inc. · Filed Sep 1, 2020
Insider Transaction Report
Form 4
SVMK Inc.SVMK
James Erika H
Director
Transactions
- Sale
Common Stock
2020-08-28$25.01/sh−6,100$152,551→ 27,131 total - Exercise/Conversion
Common Stock
2020-08-31$13.65/sh+18,039$246,232→ 45,170 total - Exercise/Conversion
Common Stock
2020-09-01$13.65/sh+41,486$566,284→ 68,617 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2020-08-28−6,100→ 168,900 totalExercise: $13.65Exp: 2028-09-06→ Common Stock (6,100 underlying) - Exercise/Conversion
Common Stock
2020-08-28$13.65/sh+6,100$83,265→ 33,231 total - Sale
Common Stock
2020-09-01$25.20/sh−41,486$1,045,343→ 27,131 total - Sale
Common Stock
2020-08-31$25.01/sh−18,039$451,071→ 27,131 total - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2020-08-31−18,039→ 150,861 totalExercise: $13.65Exp: 2028-09-06→ Common Stock (18,039 underlying) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2020-09-01−41,486→ 109,375 totalExercise: $13.65Exp: 2028-09-06→ Common Stock (41,486 underlying)
Footnotes (5)
- [F1]Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions.
- [F2]Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy
- [F3]This transaction was executed in multiple trades at prices ranging from $25.00 to $25.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $25.00 to $25.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]The option, originally granted for 210,000 shares, vested as to 1/48th of the shares on 09/29/2018 and an additional 1/48th of the total number of option shares vest monthly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested.