POONEN SANJAY 4
4 · VMWARE, INC. · Filed Sep 9, 2020
Insider Transaction Report
Form 4
VMWARE, INC.VMW
POONEN SANJAY
EVP & General Manager, EUC
Transactions
- Sale
Class A Common Stock
2020-09-04$139.84/sh−1,100$153,824→ 237,882 total - Sale
Class A Common Stock
2020-09-04$136.80/sh−807$110,398→ 239,782 total - Sale
Class A Common Stock
2020-09-04$138.49/sh−200$27,698→ 238,982 total - Exercise/Conversion
Stock Option (right-to-buy)
2020-09-04−12,000→ 13,384 totalExercise: $80.25Exp: 2021-07-24→ Class A Common Stock (12,000 underlying) - Sale
Class A Common Stock
2020-09-04$137.87/sh−600$82,722→ 239,182 total - Sale
Class A Common Stock
2020-09-04$142.33/sh−2,000$284,660→ 231,754 total - Exercise/Conversion
Class A Common Stock
2020-09-04$80.25/sh+12,000$963,000→ 240,589 total - Sale
Class A Common Stock
2020-09-04$143.14/sh−3,165$453,038→ 228,589 total - Sale
Class A Common Stock
2020-09-04$141.10/sh−4,128$582,461→ 233,754 total
Footnotes (12)
- [F1]73 shares were acquired under the VMware, Inc. Employee Stock Purchase Plan on August 31, 2020.
- [F10]Reflects equitable adjustment to the option exercise price as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the exercise price was multiplied by a conversion factor of 0.8307.
- [F11]The option is fully vested.
- [F12]Reflects equitable adjustment to the number of outstanding options as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of outstanding option shares was multiplied by a conversion factor of 1.2038.
- [F2]The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Price represents weighted average for sales reported. The range of prices for the sales reported is $136.15 through $137.14.
- [F4]Price represents weighted average for sales reported. The range of prices for the sales reported is $137.38 through $138.37.
- [F5]Price represents weighted average for sales reported. The range of prices for the sales reported is $138.38 through $138.59.
- [F6]Price represents weighted average for sales reported. The range of prices for the sales reported is $139.46 through $140.44.
- [F7]Price represents weighted average for sales reported. The range of prices for the sales reported is $140.55 through $141.46.
- [F8]Price represents weighted average for sales reported. The range of prices for the sales reported is $141.88 through $142.67.
- [F9]Price represents weighted average for sales reported. The range of prices for the sales reported is $143.02 through $143.28.