ANDERSON BASIL 4
4 · MOODYS CORP /DE/ · Filed Sep 11, 2020
Insider Transaction Report
Form 4
ANDERSON BASIL
Director
Transactions
- Award
Common Stock
2020-09-10$286.88/sh+79$22,664→ 44,689.552 total - Award
Common Stock
2020-09-10$286.39/sh+4.214$1,207→ 44,693.766 total - Award
Phantom Stock Units (Deferred Compensation)
2020-09-10$283.78/sh+23.35$6,626→ 12,133.39 total→ Common Stock (23.35 underlying) - Award
Dividend Equivalent
2020-09-10+1.262→ 4.602 total→ Common Stock (1.262 underlying)
Footnotes (6)
- [F1]Restricted Stock deferred dividend reinvestment accrual.
- [F2]RSU deferred dividend reinvestment accrual.
- [F3]Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
- [F4]The security converts to common stock on a one-for-one basis.
- [F5]These units are to be settled in cash after the Reporting Person's retirement.
- [F6]Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award.