FRAKES JAMES B 4
4 · AETHLON MEDICAL INC · Filed Sep 17, 2020
Insider Transaction Report
Form 4
FRAKES JAMES B
Chief Financial Officer
Transactions
- Award
Employee Stock Option (right to buy)
2020-04-03+140,472→ 140,472 totalExercise: $1.28Exp: 2030-04-02→ Common Stock (140,472 underlying)
Footnotes (1)
- [F1]The option was granted on 4/3/20, but was contingent on stockholder approval of the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/20, and therefore for purposes of Section 16, the option was not "acquired" until such stockholder approval was obtained. One-quarter of the shares subject to the option shall vest twelve months from the 4/3/20 grant date, and the remainder shall vest in equal monthly installments thereafter until fully vested on April 2, 2024.