4/A//SEC Filing
SULLIVAN MATTHEW J 4/A
Accession 0001209191-20-051018
CIK 0001260968other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 6:45 PM ET
Size
8.8 KB
Accession
0001209191-20-051018
Insider Transaction Report
Form 4/AAmended
SULLIVAN MATTHEW J
Director
Transactions
- Purchase
Common Stock
2020-09-03$6.88/sh+5,000$34,400→ 60,429 total - Purchase
Common Stock
2020-09-02$6.96/sh+5,000$34,800→ 55,429 total
Holdings
- 234,483(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]Mr. Sullivan purchased 5,000 shares of the Company's common stock on September 2, 2020. Prior disclosure incorrectly stated that Mr. Sullivan was awarded such common stock.
- [F2]Includes 22,328 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed.
- [F3]Mr. Sullivan purchased 5,000 shares of the Company's common stock on September 3, 2020. Prior disclosure incorrectly stated that Mr. Sullivan was awarded such common stock.
- [F4]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $6.85 to $6.94, inclusive. The reporting person undertakes to provide Marlin Business Services Corp, any security holder of Marlin Business Services Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
- [F5]The 234,483 reported shares are owned by Peachtree CIP, L.P., whose general partner is Peachtree Equity Management, LLC (the "General Partner"). The reporting person is the Managing Director of the General Partner and could be deemed to be an indirect holder of the reported shares. The reporting person disclaims beneficial ownership of these shares and this report shall not be deemed an admission that he is the beneficial owner of these shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
Documents
Issuer
MARLIN BUSINESS SERVICES CORP
CIK 0001260968
Entity typeother
Related Parties
1- filerCIK 0001276033
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 6:45 PM ET
- Size
- 8.8 KB