4//SEC Filing
Schuler Barry 4
Accession 0001209191-20-051085
CIK 0001810806other
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 9:10 PM ET
Size
9.8 KB
Accession
0001209191-20-051085
Insider Transaction Report
Form 4
Schuler Barry
Director
Transactions
- Award
Common Stock
2020-09-17+14,016→ 14,016 total - Purchase
Series E Preferred Stock
2020-03-31+519,687→ 519,687 total(indirect: See footnote)→ Common Stock (519,687 underlying)
Holdings
- 84,262(indirect: See footnote)
Common Stock
Footnotes (6)
- [F1]Represents restricted stock units granted to the reporting person. The shares subject to this award vest in full on the date of the issuer's first annual meeting of stockholders that occurs following the completion of the issuer's initial public offering, subject to the reporting person's continued service through that date.
- [F2]Includes 80,302 shares owned directly by DFJ Growth III, L.P. and 3,960 shares owned directly by DFJ Growth III Parallel Fund, LLC.
- [F3]DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F4]Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F5]The Series E Preferred Stock is convertible into shares of common stock on a 1:1 basis and has no expiration date. Immediately prior to the consummation of the Issuer's initial public offering, all shares of Series E Preferred Stock will automatically convert into shares of common stock of the Issuer.
- [F6]Includes 495,262 shares purchased directly by DFJ Growth III, L.P. and 24,425 shares purchased directly by DFJ Growth III Parallel Fund, LLC.
Documents
Issuer
Unity Software Inc.
CIK 0001810806
Entity typeother
Related Parties
1- filerCIK 0001506924
Filing Metadata
- Form type
- 4
- Filed
- Sep 16, 8:00 PM ET
- Accepted
- Sep 17, 9:10 PM ET
- Size
- 9.8 KB