4//SEC Filing
Schuler Barry 4
Accession 0001209191-20-051495
CIK 0001810806other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 5:04 PM ET
Size
19.9 KB
Accession
0001209191-20-051495
Insider Transaction Report
Form 4
Schuler Barry
Director
Transactions
- Conversion
Common Stock
2020-09-22+2,340,232→ 8,208,184 total(indirect: See footnote) - Conversion
Common Stock
2020-09-22+5,783,690→ 5,867,952 total(indirect: See footnote) - Conversion
Common Stock
2020-09-22+519,687→ 8,727,871 total(indirect: See footnote) - Conversion
Series D Preferred Stock
2020-09-22−2,340,232→ 0 total(indirect: See footnote)→ Common Stock (2,340,232 underlying) - Conversion
Series C Preferred Stock
2020-09-22−5,783,690→ 0 total(indirect: See footnote)→ Common Stock (5,783,690 underlying) - Conversion
Series E Preferred Stock
2020-09-22−519,687→ 0 total(indirect: See footnote)→ Common Stock (519,687 underlying)
Holdings
- 14,016
Common Stock
Footnotes (11)
- [F1]Each share of Series C Preferred Stock, Series D-1 Preferred Stock and Series E Preferred Stock converted into one share of common stock immediately prior to the closing of the Issuer's initial public offering. The shares had no expiration date.
- [F10]The shares were held by DFJ Growth 2013, L.P., DFJ Growth 2013 Parallel Fund, LLC, DFJ Growth Unity Investors, L.P., DFJ Growth III, L.P. and DFJ Growth III Parallel Fund, LLC.
- [F11]The shares were held by DFJ Growth III, L.P. and DFJ Growth III Parallel Fund, LLC.
- [F2]Includes 4,007,674 shares owned directly by DFJ Growth 2013, L.P., 224,294 shares owned directly by DFJ Growth 2013 Parallel Fund, LLC, 1,551,722 shares owned directly by DFJ Growth Unity Investors, L.P., 80,302 shares owned directly by DFJ Growth III, L.P. and 3,960 shares owned directly by DFJ Growth III Parallel Fund, LLC.
- [F3]DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F4]Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth 2013 Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth 2013 Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F5]DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P., and Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F6]Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
- [F7]Includes 4,522,722 shares owned directly by DFJ Growth 2013, L.P., 253,119 shares owned directly by DFJ Growth 2013 Parallel Fund, LLC, 1,692,450 shares owned directly by DFJ Growth Unity Investors, L.P., 1,658,119 shares owned directly by DFJ Growth III, L.P. and 81,774 shares owned directly by DFJ Growth III Parallel Fund, LLC.
- [F8]Includes 4,522,722 shares owned directly by DFJ Growth 2013, L.P., 253,119 shares owned directly by DFJ Growth 2013 Parallel Fund, LLC, 1,692,450 shares owned directly by DFJ Growth Unity Investors, L.P., 2,153,381 shares owned directly by DFJ Growth III, L.P. and 106,199 shares owned directly by DFJ Growth III Parallel Fund, LLC.
- [F9]The shares were held by DFJ Growth 2013, L.P., DFJ Growth 2013 Parallel Fund, LLC and DFJ Growth Unity Investors, L.P.
Documents
Issuer
Unity Software Inc.
CIK 0001810806
Entity typeother
Related Parties
1- filerCIK 0001506924
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 5:04 PM ET
- Size
- 19.9 KB