Home/Filings/4/0001209191-20-051614
4//SEC Filing

Rosenberg Noah L. 4

Accession 0001209191-20-051614

CIK 0001438533other

Filed

Sep 21, 8:00 PM ET

Accepted

Sep 22, 9:20 PM ET

Size

7.0 KB

Accession

0001209191-20-051614

Insider Transaction Report

Form 4
Period: 2020-09-18
Rosenberg Noah L.
Chief Medical Officer
Transactions
  • Sale

    Common Stock

    2020-09-22$18.59/sh750$13,94328,305 total
  • Award

    Common Stock

    2020-09-18+3,00029,055 total
Footnotes (2)
  • [F1]On May 9, 2019, the reporting person was granted performance restricted stock units (PRSUs) covering 6,000 shares of the Issuer's common stock, which vest upon the satisfaction of certain performance criteria. On September 18, 2020, a portion of the PRSUs vested upon the Issuer's confirmation that the first 280 patients in the sparsentan PROTECT Phase 3 Study had been enrolled.
  • [F2]The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of performance restricted stock units.

Issuer

Retrophin, Inc.

CIK 0001438533

Entity typeother

Related Parties

1
  • filerCIK 0001579649

Filing Metadata

Form type
4
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 9:20 PM ET
Size
7.0 KB