4//SEC Filing
PAUL STEPHEN E 4
Accession 0001209191-20-051764
CIK 0000006176other
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 8:10 AM ET
Size
10.4 KB
Accession
0001209191-20-051764
Insider Transaction Report
Form 4
PAUL STEPHEN E
Director
Transactions
- Exercise of In-Money
Subscription Rights (right to buy)
2020-09-22−43,131→ 0 totalExercise: $1.56From: 2020-08-18Exp: 2020-09-18→ Units consisting of Common Stock and Series A Warrants - Exercise of In-Money
Series A Warrant (right to buy)
2020-09-22+43,131→ 43,131 totalExercise: $2.57From: 2020-09-22Exp: 2025-08-01→ Common Stock (19,253 underlying) - Exercise of In-Money
Common Stock
2020-09-22$3.50/sh+19,253$67,386→ 62,384 total
Footnotes (2)
- [F1]Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.
- [F2]Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.
Documents
Issuer
AMPCO PITTSBURGH CORP
CIK 0000006176
Entity typeother
Related Parties
1- filerCIK 0001190969
Filing Metadata
- Form type
- 4
- Filed
- Sep 23, 8:00 PM ET
- Accepted
- Sep 24, 8:10 AM ET
- Size
- 10.4 KB