Home/Filings/4/0001209191-20-051766
4//SEC Filing

Zatawski Keith 4

Accession 0001209191-20-051766

CIK 0000006176other

Filed

Sep 23, 8:00 PM ET

Accepted

Sep 24, 8:13 AM ET

Size

10.3 KB

Accession

0001209191-20-051766

Insider Transaction Report

Form 4
Period: 2020-09-22
Zatawski Keith
Chief Risk Officer
Transactions
  • Exercise of In-Money

    Common Stock

    2020-09-22$3.50/sh+669$2,34211,953 total
  • Exercise of In-Money

    Series A Warrant (right to buy)

    2020-09-22+1,5001,500 total
    Exercise: $2.57From: 2020-09-22Exp: 2025-08-01Common Stock (669 underlying)
  • Exercise of In-Money

    Subscription Rights (right to buy)

    2020-09-221,5000 total
    Exercise: $1.56From: 2020-08-18Exp: 2020-09-18Units consisting of Common Stock and Series A Warrants
Footnotes (2)
  • [F1]Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.
  • [F2]Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

Issuer

AMPCO PITTSBURGH CORP

CIK 0000006176

Entity typeother

Related Parties

1
  • filerCIK 0001711297

Filing Metadata

Form type
4
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 8:13 AM ET
Size
10.3 KB