LIEBERMAN WILLIAM K 4

Accession 0001209191-20-051854

CIK 0000006176other

View on SEC.gov Company Profile

Filed

Sep 23, 8:00 PM ET

Accepted

Sep 24, 2:57 PM ET

Size

40.1 KB

Accession

0001209191-20-051854

Insider Transaction Report

Form 4

Period: 2014-02-03

AMPCO PITTSBURGH CORPAP

LIEBERMAN WILLIAM K

Director

Transactions

Purchase
Common Stock
2014-05-01$20.05/sh+44.12$885→ 5,393.112 total
Purchase
Common Stock
2016-02-01$10.14/sh+184.249$1,869→ 6,160.612 total
Purchase
Common Stock
2016-10-31$10.52/sh+119.08$1,253→ 6,425.003 total
Purchase
Common Stock
2017-01-31$14.88/sh+84.94$1,264→ 6,509.943 total
Exercise of In-Money
Common Stock
2020-09-22$3.50/sh+18,807$65,825→ 60,938 total
Exercise of In-Money
Series A Warrants (right to buy)
2020-09-22+42,131→ 42,131 total
Exercise: $2.57From: 2020-09-18Exp: 2025-08-01→ Common Stock (18,807 underlying)
Purchase
Common Stock
2015-05-01$16.03/sh+94.538$1,515→ 5,681.403 total
Purchase
Common Stock
2015-11-02$11.63/sh+158.185$1,840→ 5,976.363 total
Exercise of In-Money
Common Stock
2020-09-22$3.50/sh+2,944$10,304→ 9,541.441 total
Exercise of In-Money
Subscription Rights (right to buy)
2020-09-22−6,597→ 0 total
Exercise: $1.56From: 2020-08-18Exp: 2020-09-18→ Units consisting of Common Stock and Series A Warrants
Purchase
Common Stock
2015-08-03$13.27/sh+136.775$1,816→ 5,818.178 total
Purchase
Common Stock
2016-05-02$18.83/sh+50.489$951→ 6,211.101 total
Purchase
Common Stock
2014-02-03$17.87/sh+48.992$876→ 5,348.992 total
Purchase
Common Stock
2014-08-01$20.37/sh+54.869$1,117→ 5,447.981 total
Purchase
Common Stock
2015-02-02$18.23/sh+82.147$1,498→ 5,587.045 total
Purchase
Common Stock
2014-11-03$19.81/sh+56.916$1,127→ 5,504.897 total
Purchase
Common Stock
2016-08-01$13.12/sh+94.822$1,244→ 6,305.923 total
Purchase
Common Stock
2017-05-01$14.53/sh+87.497$1,271→ 6,597.441 total
Exercise of In-Money
Subscription Rights (right to buy)
2020-09-22−42,131→ 0 total
Exercise: $1.56From: 2020-08-18Exp: 2020-09-18→ Units consisting of Common Stock and Series A Warrants
Exercise of In-Money
Series A Warrants (right to buy)
2020-09-22+6,597→ 6,597 total
Exercise: $2.57From: 2020-09-18Exp: 2025-08-01→ Common Stock (2,944 underlying)

Footnotes (5)

[F1]The purchase of these shares was inadvertently omitted due to administrative oversight.
[F2]Reflects reinvestment of dividends received under a broker-administered dividend reinvestment plan.
[F3]Joint w/ spouse
[F4]Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.
[F5]Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

AMPCO PITTSBURGH CORP

CIK 0000006176

→

Entity typeother

Related Parties

filerCIK 0001279916

Filing Metadata

Form type: 4
Filed: Sep 23, 8:00 PM ET
Accepted: Sep 24, 2:57 PM ET
Size: 40.1 KB

View on SEC.gov