BURNS GORDON M 4
4 · Compass Diversified Holdings · Filed Sep 29, 2020
Insider Transaction Report
Form 4
BURNS GORDON M
Other
Transactions
- Purchase
Series B Preferred
2020-09-25$23.71/sh+4,297$101,867→ 20,797 total(indirect: By Trust) - Purchase
Series C Preferred
2020-09-28$23.98/sh+2,500$59,963→ 2,500 total(indirect: By Trust) - Purchase
Series B Preferred
2020-09-28$23.99/sh+2,500$59,984→ 23,297 total(indirect: By Trust)
Footnotes (6)
- [F1]Each Series B Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying Series B trust preferred interest of the Company held by the Trust.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.60 to $23.75, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- [F3]Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.99 to $24.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
- [F5]Each Series C Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying Series C trust preferred interest of the Company held by the Trust.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.