GRAYBUG VISION, INC.·4

Sep 29, 4:40 PM ET

Keyoung Hansoo Michael 4

4 · GRAYBUG VISION, INC. · Filed Sep 29, 2020

Insider Transaction Report

Form 4
Period: 2020-09-29
Transactions
  • Conversion

    Series C Preferred Stock

    2020-09-291,133,5960 total(indirect: See footnote)
    Common Stock (1,133,596 underlying)
  • Conversion

    Common Stock

    2020-09-29+1,133,5961,133,596 total(indirect: See footnote)
Footnotes (2)
  • [F1]Each share of the Issuer's Series C Preferred Stock automatically converted into 1 share of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering for no additional consideration and has no expiration date.
  • [F2]These securities are held of record by AffaMed Project Limited ("AffaMed"). Mengjiao Jiang and the Reporting Person are the directors of AffaMed and each of them may be deemed to hold shared voting and dispositive power with respect to the shares held by AffaMed. The Reporting Person disclaims beneficial ownership of the securities held by AffaMed except to the extent of his pecuniary interest therein, if any.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION