4//SEC Filing
SHAFFER CHRISTY L 4
Accession 0001209191-20-052343
CIK 0001534133other
Filed
Sep 28, 8:00 PM ET
Accepted
Sep 29, 4:42 PM ET
Size
14.6 KB
Accession
0001209191-20-052343
Insider Transaction Report
Form 4
SHAFFER CHRISTY L
Director
Transactions
- Conversion
Common Stock
2020-09-29+1,586,490→ 1,586,490 total(indirect: See footnote) - Purchase
Common Stock
2020-09-29$16.00/sh+18,750$300,000→ 1,605,240 total(indirect: See footnote) - Conversion
Series B Preferred Stock
2020-09-29−1,242,120→ 0 total(indirect: See footnote)→ Common Stock (1,242,120 underlying) - Conversion
Series A-2 Preferred Stock
2020-09-29−193,224→ 0 total(indirect: See footnote)→ Common Stock (193,224 underlying) - Conversion
Series C Preferred Stock
2020-09-29−151,146→ 0 total(indirect: See footnote)→ Common Stock (151,146 underlying)
Footnotes (2)
- [F1]Each share of the Issuer's Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into 1 share of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering for no additional consideration and has no expiration date.
- [F2]These securities are held of record by Hatteras Venture Partners IV SBIC, L.P. ("HVP IV SBIC"). Hatteras Venture Advisors IV SBIC, L.L.C. ("HVA IV SBIC") is the general partner of HVP IV SBIC. The managing members of HVA IV SBIC include: Robert Ingram, Douglas Reed, Clay Thorp, John Crumpler and Kenneth Lee. These managing members share voting and dispositive power over the securities directly held by HVP IV SBIC. The Reporting Person is a partner of Hatteras Venture Partners and disclaims beneficial ownership of the securities held by HVP IV SBIC except to the extent of her pecuniary interest therein, if any.
Documents
Issuer
GRAYBUG VISION, INC.
CIK 0001534133
Entity typeother
Related Parties
1- filerCIK 0001145929
Filing Metadata
- Form type
- 4
- Filed
- Sep 28, 8:00 PM ET
- Accepted
- Sep 29, 4:42 PM ET
- Size
- 14.6 KB