Home/Filings/4/0001209191-20-052532
4//SEC Filing

Forssell Urban 4

Accession 0001209191-20-052532

CIK 0000087050other

Filed

Sep 30, 8:00 PM ET

Accepted

Oct 1, 9:18 AM ET

Size

7.6 KB

Accession

0001209191-20-052532

Insider Transaction Report

Form 4
Period: 2020-09-29
Forssell Urban
Chief Executive Officer
Transactions
  • Conversion

    Common Stock

    2020-09-29$6.50/sh+100,000$650,000100,000 total
  • Conversion

    Series C-2 5% Convertible Preferred Stock

    2020-09-296500 total
    Common Stock (100,000 underlying)
Footnotes (1)
  • [F1]On August 5, 2020, the Issuer entered into a Securities Purchase Agreement with certain institutional and accredited investors (the "Private Placement"). The Private Placement included Series C-2 5% Convertible Preferred Stock (the "Series C-2 Preferred Stock") with a stated value of $1,000 per share. Each share of Series C-2 Preferred Stock automatically converted into 1,000 shares of the Issuer's Common Stock, based upon a conversion price of $6.50 per share, upon shareholder approvals with respect to the Private Placement, including the issuance to the Reporting Person.

Issuer

Neonode Inc.

CIK 0000087050

Entity typeother

Related Parties

1
  • filerCIK 0001799545

Filing Metadata

Form type
4
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 9:18 AM ET
Size
7.6 KB