Reed Peter A 4
4 · Great Elm Capital Corp. · Filed Oct 1, 2020
Insider Transaction Report
Form 4
Reed Peter A
DirectorPresident and CEO
Transactions
- Exercise of In-Money
Common Stock
2020-09-28$2.95/sh+92,448$272,722→ 186,612 total - Exercise of In-Money
Subscription Rights
2020-09-28−92,448→ 0 totalExercise: $2.95From: 2020-09-08Exp: 2020-09-28→ Common Stock (92,448 underlying) - Other
Common Stock
2020-10-01$2.95/sh+56,239$165,905→ 242,851 total
Footnotes (2)
- [F1]On September 28, 2020, the Reporting Person exercised in full his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the September 4, 2020 record date for the rights offering.
- [F2]Reflects additional shares of Common Stock acquired by the Reporting Person in connection with the Issuer's rights offering pursuant to the over-subscription privilege.