4//SEC Filing
Reed Peter A 4
Accession 0001209191-20-052692
CIK 0001675033other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 5:34 PM ET
Size
8.8 KB
Accession
0001209191-20-052692
Insider Transaction Report
Form 4
Reed Peter A
DirectorPresident and CEO
Transactions
- Exercise of In-Money
Common Stock
2020-09-28$2.95/sh+92,448$272,722→ 186,612 total - Exercise of In-Money
Subscription Rights
2020-09-28−92,448→ 0 totalExercise: $2.95From: 2020-09-08Exp: 2020-09-28→ Common Stock (92,448 underlying) - Other
Common Stock
2020-10-01$2.95/sh+56,239$165,905→ 242,851 total
Footnotes (2)
- [F1]On September 28, 2020, the Reporting Person exercised in full his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the September 4, 2020 record date for the rights offering.
- [F2]Reflects additional shares of Common Stock acquired by the Reporting Person in connection with the Issuer's rights offering pursuant to the over-subscription privilege.
Documents
Issuer
Great Elm Capital Corp.
CIK 0001675033
Entity typeother
Related Parties
1- filerCIK 0001643733
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 5:34 PM ET
- Size
- 8.8 KB