4//SEC Filing
Horsey Randall Revell 4
Accession 0001209191-20-052694
CIK 0001675033other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 5:36 PM ET
Size
7.0 KB
Accession
0001209191-20-052694
Insider Transaction Report
Form 4
Horsey Randall Revell
Director
Transactions
- Exercise of In-Money
Common Stock
2020-09-28$2.95/sh+10,000$29,500→ 23,091.92 total - Exercise of In-Money
Subscription Rights
2020-09-28−10,000→ 0 totalExercise: $2.95From: 2020-09-08Exp: 2020-09-28→ Common Stock (10,000 underlying)
Footnotes (1)
- [F1]On September 28, 2020, the Reporting Person exercised certain of his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the September 4, 2020 record date for the rights offering.
Documents
Issuer
Great Elm Capital Corp.
CIK 0001675033
Entity typeother
Related Parties
1- filerCIK 0001729151
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 5:36 PM ET
- Size
- 7.0 KB