Horsey Randall Revell 4
4 · Great Elm Capital Corp. · Filed Oct 1, 2020
Insider Transaction Report
Form 4
Horsey Randall Revell
Director
Transactions
- Exercise of In-Money
Common Stock
2020-09-28$2.95/sh+10,000$29,500→ 23,091.92 total - Exercise of In-Money
Subscription Rights
2020-09-28−10,000→ 0 totalExercise: $2.95From: 2020-09-08Exp: 2020-09-28→ Common Stock (10,000 underlying)
Footnotes (1)
- [F1]On September 28, 2020, the Reporting Person exercised certain of his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the September 4, 2020 record date for the rights offering.