4//SEC Filing
Kuperschmid Mark 4
Accession 0001209191-20-052696
CIK 0001675033other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 5:38 PM ET
Size
7.7 KB
Accession
0001209191-20-052696
Insider Transaction Report
Form 4
Kuperschmid Mark
Director
Transactions
- Exercise of In-Money
Common Stock
2020-09-28$2.95/sh+12,000$35,400→ 33,417 total(indirect: By LLC) - Exercise of In-Money
Subscription Rights
2020-09-28−12,000→ 0 total(indirect: By LLC)Exercise: $2.95From: 2020-09-08Exp: 2020-09-28→ Common Stock (12,000 underlying)
Footnotes (2)
- [F1]On September 28, 2020, the Reporting Person exercised certain of his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the September 4, 2020 record date for the rights offering.
- [F2]The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
Great Elm Capital Corp.
CIK 0001675033
Entity typeother
Related Parties
1- filerCIK 0001688208
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 5:38 PM ET
- Size
- 7.7 KB