STUART JOHN EDWARD 4
4 · Great Elm Capital Corp. · Filed Oct 1, 2020
Insider Transaction Report
Form 4
STUART JOHN EDWARD
Director
Transactions
- Exercise of In-Money
Common Stock
2020-09-28$2.95/sh+5,773$17,030→ 15,871 total - Exercise of In-Money
Subscription Rights
2020-09-28−5,773→ 0 totalExercise: $2.95From: 2020-09-08Exp: 2020-09-28→ Common Stock (5,773 underlying)
Holdings
- 4,641(indirect: By Trust)
Common Stock
- 2,202(indirect: By Trust)
Common Stock
- 953(indirect: By Michele G. Stuart)
Common Stock
- 53(indirect: By LLC)
Common Stock
Footnotes (1)
- [F1]On September 28, 2020, the Reporting Person exercised certain of his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the September 4, 2020 record date for the rights offering.