4//SEC Filing
STUART JOHN EDWARD 4
Accession 0001209191-20-052705
CIK 0001675033other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 5:45 PM ET
Size
9.8 KB
Accession
0001209191-20-052705
Insider Transaction Report
Form 4
STUART JOHN EDWARD
Director
Transactions
- Exercise of In-Money
Common Stock
2020-09-28$2.95/sh+5,773$17,030→ 15,871 total - Exercise of In-Money
Subscription Rights
2020-09-28−5,773→ 0 totalExercise: $2.95From: 2020-09-08Exp: 2020-09-28→ Common Stock (5,773 underlying)
Holdings
- 4,641(indirect: By Trust)
Common Stock
- 2,202(indirect: By Trust)
Common Stock
- 953(indirect: By Michele G. Stuart)
Common Stock
- 53(indirect: By LLC)
Common Stock
Footnotes (1)
- [F1]On September 28, 2020, the Reporting Person exercised certain of his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the September 4, 2020 record date for the rights offering.
Documents
Issuer
Great Elm Capital Corp.
CIK 0001675033
Entity typeother
Related Parties
1- filerCIK 0001498701
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 5:45 PM ET
- Size
- 9.8 KB