Home/Filings/3/0001209191-20-053878
3//SEC Filing

Crowdex Investment, LLC 3

Accession 0001209191-20-053878

CIK 0001350102other

Filed

Oct 4, 8:00 PM ET

Accepted

Oct 5, 6:48 PM ET

Size

10.4 KB

Accession

0001209191-20-053878

Insider Transaction Report

Form 3
Period: 2020-09-22
Holdings
  • Series 1A Preferred Stock (1)

    Exercise: $0.00From: 2020-09-22Common Stock (50,000,000,000 underlying)
Holdings
  • Series 1A Preferred Stock (1)

    Exercise: $0.00From: 2020-09-22Common Stock (50,000,000,000 underlying)
Footnotes (3)
  • [F1]Crowdex Investment, LLC ("Crowdex") is the current owner of 2,000 Series 1A Preferred Stock of the Issuer (the "Preferred Shares"). These 2,000 Preferred Shares (the "First Tranche") are convertible into 20,000,000,000 shares of common stock of the Issuer. Pursuant to the Series 1A Preferred Stock Purchase Agreement between the Issuer and Crowdex, Crowdex will purchase an additional 3,000 Preferred Shares on November 20, 2020, less than 60 days of the date of this filing (the "Second Tranche"). The shares represented above represent beneficial ownership of the First and Second Tranches. This joint Filing on Form 3 includes Mr. Bernd Fortsch who is the 100% indirect owner of Crowdex.
  • [F2]The Series 1A Preferred Stock has no expiration date.
  • [F3]Conversion price is $0.0001 per the stated value of the Preferred Shares which is $1,000 per Preferred Share.

Issuer

Ascent Solar Technologies, Inc.

CIK 0001350102

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001827088

Filing Metadata

Form type
3
Filed
Oct 4, 8:00 PM ET
Accepted
Oct 5, 6:48 PM ET
Size
10.4 KB