Home/Filings/4/0001209191-20-054300
4//SEC Filing

Allred L. Chance 4

Accession 0001209191-20-054300

CIK 0001607716other

Filed

Oct 7, 8:00 PM ET

Accepted

Oct 8, 5:24 PM ET

Size

21.9 KB

Accession

0001209191-20-054300

Insider Transaction Report

Form 4
Period: 2020-10-08
Allred L. Chance
Vice President, Sales
Transactions
  • Disposition to Issuer

    Common Stock

    2020-10-0841,296148,271 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2020-10-0834,7730 total
    Exercise: $5.20Exp: 2028-09-26Common Stock (34,773 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2020-10-0842,4320 total
    Exercise: $3.45Exp: 2027-10-02Common Stock (42,432 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2020-10-0866,1760 total
    Exercise: $5.23Exp: 2029-02-28Common Stock (66,176 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2020-10-0845,6200 total
    Exercise: $8.21Exp: 2030-06-01Common Stock (45,620 underlying)
  • Disposition to Issuer

    Common Stock

    2020-10-08148,2710 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2020-10-0833,3330 total
    Exercise: $7.39Exp: 2029-09-12Common Stock (33,333 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2020-10-087,9280 total
    Exercise: $28.29Exp: 2030-09-08Common Stock (7,928 underlying)
Footnotes (9)
  • [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 6, 2020 (the "Merger Agreement"), by and among Sunrun Inc. ("RUN"), Viking Merger Sub, Inc. and Vivint Solar, Inc. in exchange for 0.55 shares of RUN common stock per share.
  • [F2]Pursuant to the Merger Agreement, the restricted stock units held by the Reporting Person were disposed of and converted into restricted stock units representing 0.55 shares of RUN common stock per share.
  • [F3]Disposed of pursuant to the Merger Agreement and converted into an option to acquire 0.55 shares of RUN common stock per share.
  • [F4]25% of the shares subject to this award will vest on September 6, 2018, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
  • [F5]25% of the shares subject to this award will vest on September 6, 2019, and 1/16th of the shares subject to this award will vest on each quarterly vesting date thereafter. The term "quarterly vesting date" shall mean the sixth day of March, June, September and December of any fiscal year, as applicable.
  • [F6]100% of the shares subject to this option will vest on March 6, 2022 subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date.
  • [F7]100% of the Shares subject to this Award will vest on June 6, 2022, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date.
  • [F8]25% of the Shares subject to this option will vest on September 6, 2020, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date.
  • [F9]25% of the Shares subject to this option will vest on September 6, 2021, and on each of the next 12 quarterly vesting dates, 1/16 of the shares subject to this option will vest, subject to the Reporting Person's continued service to the Issuer or any subsidiary of the Issuer through such date.

Issuer

Vivint Solar, Inc.

CIK 0001607716

Entity typeother

Related Parties

1
  • filerCIK 0001618793

Filing Metadata

Form type
4
Filed
Oct 7, 8:00 PM ET
Accepted
Oct 8, 5:24 PM ET
Size
21.9 KB