3//SEC Filing
Omega Fund VI, L.P. 3
Accession 0001209191-20-054379
CIK 0001683553other
Filed
Oct 7, 8:00 PM ET
Accepted
Oct 8, 9:07 PM ET
Size
8.8 KB
Accession
0001209191-20-054379
Insider Transaction Report
Form 3
Omega Fund VI, L.P.
Other
Holdings
Series B Preferred Stock
→ Common Stock (1,911,022 underlying)
Footnotes (3)
- [F1]The shares of Series B Preferred Stock ("Series B Preferred") have no expiration date and are convertible at any time at the election of the holder without payment of further consideration. Each share of Series B Preferred will automatically convert into 0.152881822351322 shares of Common Stock upon the closing of the Issuer's initial public offering.
- [F2]Share numbers give effect to the reverse split of each share of the Issuer's Common Stock into 0.152881822351322 shares of Common Stock effected on October 2, 2020, which will be effective for the Preferred Stock upon its conversion to Common Stock upon the closing of the Issuer's initial public offering.
- [F3]The reported securities are beneficially owned by Omega Fund VI, L.P. ("Omega VI"). The reported securities may be deemed to be beneficially owned by each of Omega Fund VI GP, L.P. ("Omega VI GP"), as the general partner of Omega VI, and Omega Fund VI GP Manager, Ltd. ("Omega VI GP Manager"), as the general partner of Omega VI GP. Otello Stampacchia, Claudio Nessi and Anne-Mari Paster are all the shareholders and directors of Omega VI GP Manager and have shared voting and investment power over the shares held by Omega VI and, as a result, may each be deemed to beneficially own the reported securities. Ms. Dina Chaya Moghrabi, a Director of the Issuer, is an advisor at Omega Fund Management, LLC, an entity affiliated with Omega VI. Each of such individuals, together with Omega VI GP and Omega VI GP Manager and Ms. Moghrabi, disclaims beneficial ownership of the shares held by Omega VI.
Documents
Issuer
SPRUCE BIOSCIENCES, INC.
CIK 0001683553
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001757917
Filing Metadata
- Form type
- 3
- Filed
- Oct 7, 8:00 PM ET
- Accepted
- Oct 8, 9:07 PM ET
- Size
- 8.8 KB