4//SEC Filing
Vivo Capital IX, LLC 4
Accession 0001209191-20-055423
CIK 0001819790other
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 7:58 PM ET
Size
14.8 KB
Accession
0001209191-20-055423
Insider Transaction Report
Form 4
Vivo Capital IX, LLC
10% Owner
Transactions
- Conversion
Common Stock
2020-10-20+2,780,754→ 2,780,754 total - Conversion
Common Stock
2020-10-20+214,281→ 2,995,035 total - Purchase
Common Stock
2020-10-20$16.00/sh+250,000$4,000,000→ 3,245,035 total - Conversion
Series B Preferred Stock
2020-10-20−2,780,754→ 0 total→ Common Stock (2,780,754 underlying) - Conversion
Series C Preferred Stock
2020-10-20−214,281→ 0 total→ Common Stock (214,281 underlying)
Vivo Capital Fund IX, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2020-10-20$16.00/sh+250,000$4,000,000→ 3,245,035 total - Conversion
Common Stock
2020-10-20+2,780,754→ 2,780,754 total - Conversion
Common Stock
2020-10-20+214,281→ 2,995,035 total - Conversion
Series B Preferred Stock
2020-10-20−2,780,754→ 0 total→ Common Stock (2,780,754 underlying) - Conversion
Series C Preferred Stock
2020-10-20−214,281→ 0 total→ Common Stock (214,281 underlying)
Footnotes (2)
- [F1]Immediately prior to the closing of the Issuer's initial public offering, each share of Series B Preferred Stock and Series C Preferred Stock (collectively, the "Preferred Stock") automatically converted into shares of the Issuer's common stock, par value $0.0001 per share, on a one-for-one basis. The shares of Preferred Stock had no expiration date.
- [F2]The shares are held directly by Vivo Capital Fund IX, L.P. Vivo Capital IX, LLC is the general partner of Vivo Capital Fund IX, L.P. As the managing members of Vivo Capital IX, LLC, Frank Kung, Edgar Engleman, Shan Fu, Jack Nielsen and Michael Chang share voting and dispositive power over the shares held by Vivo Capital Fund IX, L.P., but each disclaims beneficial ownership of such shares except to the extent of their individual pecuniary interest therein.
Documents
Issuer
Tarsus Pharmaceuticals, Inc.
CIK 0001819790
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001750698
Filing Metadata
- Form type
- 4
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 7:58 PM ET
- Size
- 14.8 KB