4//SEC Filing
5:01 Acquisition LLC 4
Accession 0001209191-20-055429
CIK 0001823465other
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 8:29 PM ET
Size
11.7 KB
Accession
0001209191-20-055429
Insider Transaction Report
Form 4
5:01 Acquisition LLC
10% Owner
Transactions
- Other
Class A Common Stock
2020-10-16$10.00/sh+360,000$3,600,000→ 360,000 total - Other
Class B Common Stock
2020-10-16−90,000→ 2,210,000 total→ Class A Common Stock (90,000 underlying)
5AM Ventures VI, L.P.
10% Owner
Transactions
- Other
Class A Common Stock
2020-10-16$10.00/sh+360,000$3,600,000→ 360,000 total - Other
Class B Common Stock
2020-10-16−90,000→ 2,210,000 total→ Class A Common Stock (90,000 underlying)
5AM Partners VI, LLC
10% Owner
Transactions
- Other
Class B Common Stock
2020-10-16−90,000→ 2,210,000 total→ Class A Common Stock (90,000 underlying) - Other
Class A Common Stock
2020-10-16$10.00/sh+360,000$3,600,000→ 360,000 total
Footnotes (5)
- [F1]The reported Class A common stock shares were purchased as private shares by the Reporting Person (the "Sponsor") for $10.00 per share, as described under the heading "Description of Securities" in the issuer's registration statement on Form S-1 (File No. 333-249036).
- [F2]5AM Partners VI, LLC is the general partner of 5AM Ventures VI, L.P., the sole member of the Reporting Person, and may be deemed to have sole investment and voting power over the shares held by the Reporting Person.
- [F3]The shares of Class B common stock are convertible into shares of the issuer's Class A common stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
- [F4]In connection with the issuer's initial public offering and the appointment of Daniella Beckman, Martin Mackay and Matthew Patterson to the issuer's Board of Directors, the Reporting Person transferred 30,000 shares of Class B common stock to each of Daniella Beckman, Martin Mackay and Matthew Patterson.
- [F5]The shares of Class B common stock owned by the Reporting Person includes up to 300,000 shares that are subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities do not exercise in full their over-allotment option as described in the issuer's registration statement.
Documents
Issuer
5:01 Acquisition Corp.
CIK 0001823465
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001826636
Filing Metadata
- Form type
- 4
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 8:29 PM ET
- Size
- 11.7 KB