4//SEC Filing
Randall Roderick K. 4
Accession 0001209191-20-056493
CIK 0001720990other
Filed
Nov 1, 7:00 PM ET
Accepted
Nov 2, 9:11 PM ET
Size
14.7 KB
Accession
0001209191-20-056493
Insider Transaction Report
Form 4
Randall Roderick K.
Director
Transactions
- Award
Stock Option
2020-10-29+81,487→ 81,487 totalExercise: $1.79Exp: 2030-06-22→ Class A Common Stock (81,487 underlying) - Award
Class A Common Stock
2020-10-29+29,591→ 29,591 total(indirect: Held by The Randall Group Fisker Series C) - Award
Stock Option
2020-10-29+159,768→ 159,768 totalExercise: $0.06Exp: 2027-05-04→ Class A Common Stock (159,768 underlying) - Award
Class A Common Stock
2020-10-29+1,829,662→ 1,829,662 total - Award
Class A Common Stock
2020-10-29+1,543,275→ 1,543,275 total(indirect: Held by the Randall Group?s Series Fisker)
Footnotes (8)
- [F1]Received in exchange for 668,440 shares of Class A Common Stock of Fisker Inc., a Delaware corporation (which subsequently changed its name to "Fisker Group Inc.") ("Legacy Fisker"), pursuant to the Business Combination Agreement and Plan of Reorganization, dated as of July 10, 2020, by and among Spartan Energy Acquisition Corp., a Delaware corporation (which subsequently changed its name to "Fisker Inc." ("the Issuer")), Spartan Merger Sub Inc., a Delaware corporation, and Legacy Fisker (the "BCA").
- [F2]Received pursuant to the BCA in exchange for 568,170 shares of Legacy Fisker Class A Common Stock.
- [F3]Mr. Randall, a member of the Issuer's Board of Directors, is the Managing Director of the Randall Group's Series Fisker and Fisker Series C (the "Randall Group"). As Managing Director of the Randall Group, Mr. Randall has voting and dispositive power with respect to the shares held by the Randall Group and he may be deemed to beneficially own the shares of common stock held by the Randall Group.
- [F4]Received pursuant to the BCA in exchange for 10,894 shares of Legacy Fisker Class A Common Stock.
- [F5]Received pursuant to the BCA in exchange for an option to purchase 58,820 shares of Legacy Fisker Class A Common Stock.
- [F6]The option vested and became exercisable as to 1/72 of the total number of shares on July 1, 2020, and thereafter vested and shall continue to vest and become exercisable as to 1/72 of the total number of shares in equal monthly installments.
- [F7]Received pursuant to the BCA in exchange for an option to purchase 30,000 shares of Legacy Fisker Class A Common Stock.
- [F8]The option vested and became exercisable as to 1/48th of the total number of shares on July 15, 2020, and thereafter vested and shall continue to vest and become exercisable as to 1/48th of the total number of shares in equal monthly installments.
Documents
Issuer
Fisker Inc./DE
CIK 0001720990
Entity typeother
Related Parties
1- filerCIK 0001823158
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 7:00 PM ET
- Accepted
- Nov 2, 9:11 PM ET
- Size
- 14.7 KB