Home/Filings/4/0001209191-20-057419
4//SEC Filing

PLANTE ROBERT A. 4

Accession 0001209191-20-057419

CIK 0001050743other

Filed

Nov 8, 7:00 PM ET

Accepted

Nov 9, 3:11 PM ET

Size

11.7 KB

Accession

0001209191-20-057419

Insider Transaction Report

Form 4
Period: 2020-11-06
PLANTE ROBERT A.
EVP, Chief Operating Officer
Transactions
  • Purchase

    Common Stock

    2020-11-06$16.90/sh+1,000$16,9001,990 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    207.316
  • Restricted Stock Units

    Common Stock (8,456 underlying)
    8,456
  • Restricted Stock Units

    Common Stock (10,133 underlying)
    10,133
  • Restricted Stock Units

    Common Stock (14,985 underlying)
    14,985
  • Common Stock

    (indirect: By Trust)
    7,081
  • Common Stock

    (indirect: Employee Stock Purchase Plan)
    1,498.966
Footnotes (8)
  • [F1]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
  • [F2]Includes 401(k) contributions used to purchase PGC stock.
  • [F3]Includes shares received through dividend reinvestment since the last filing.
  • [F4]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F5]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
  • [F6]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  • [F7]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  • [F8]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Issuer

PEAPACK GLADSTONE FINANCIAL CORP

CIK 0001050743

Entity typeother

Related Parties

1
  • filerCIK 0001702724

Filing Metadata

Form type
4
Filed
Nov 8, 7:00 PM ET
Accepted
Nov 9, 3:11 PM ET
Size
11.7 KB