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4//SEC Filing

BALDO LANCE 4

Accession 0001209191-20-057799

CIK 0001478320other

Filed

Nov 9, 7:00 PM ET

Accepted

Nov 10, 9:00 PM ET

Size

11.3 KB

Accession

0001209191-20-057799

Insider Transaction Report

Form 4
Period: 2020-11-06
BALDO LANCE
Chief Medical Officer
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2020-11-066,250387,500 total
    Exercise: $7.80Exp: 2029-05-06Common Stock (6,250 underlying)
  • Exercise/Conversion

    Common Stock

    2020-11-06$7.80/sh+6,250$48,7506,250 total
  • Sale

    Common Stock

    2020-11-06$50.54/sh5,453$275,595797 total
  • Sale

    Common Stock

    2020-11-06$51.26/sh797$40,8540 total
Footnotes (4)
  • [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2020.
  • [F2]The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $50.10 to 50.96, inclusive. The reporting person undertakes to provide to Adaptive Biotechnologies Corporation, any security holder of Adaptive Biotechnologies Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in any footnotes to this Form 4.
  • [F3]The price reported for this transaction is a weighted-average price. The shares were sold in multiple transactions ranging from $51.18 to 51.42, inclusive.
  • [F4]The options vested with respect to 1/4 of the shares on May 6, 2020, with 1/48 of the shares vesting thereafter at the end of each full month of continuous service until fully vested.

Issuer

Adaptive Biotechnologies Corp

CIK 0001478320

Entity typeother

Related Parties

1
  • filerCIK 0001780773

Filing Metadata

Form type
4
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 9:00 PM ET
Size
11.3 KB