Home/Filings/4/0001209191-20-060074

4//SEC Filing

Green Equity Investors Side V, L.P. 4

Accession 0001209191-20-060074

CIK 0001411688other

View on SEC.gov Company Profile

Filed

Nov 22, 7:00 PM ET

Accepted

Nov 23, 6:34 PM ET

Size

35.5 KB

Accession

0001209191-20-060074

Insider Transaction Report

Form 4

Period: 2020-11-19

Container Store Group, Inc.TCS

PERIDOT COINVEST MANAGER LLC

Director10% Owner

Transactions

Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−1,256,734$12,567,340→ 4,646,261 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−4,189,455$41,894,550→ 15,488,802 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−53,811$538,110→ 198,943 total

Holdings

Stock Option (Right to Buy)
(indirect: See footnote.)
Exercise: $18.00Exp: 2023-10-31→ Common Stock (40,808 underlying)
40,808
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $4.10Exp: 2027-09-12→ Common Stock (128,757 underlying)
128,757
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $5.35Exp: 2026-08-01→ Common Stock (92,025 underlying)
92,025
Common Stock, par value $0.01
(indirect: See footnote.)
168,414
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $21.53Exp: 2024-10-27→ Common Stock (30,396 underlying)
30,396
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $17.28Exp: 2025-08-03→ Common Stock (35,463 underlying)
35,463

Green Equity Investors V, L.P.

Director10% Owner

Transactions

Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−1,256,734$12,567,340→ 4,646,261 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−4,189,455$41,894,550→ 15,488,802 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−53,811$538,110→ 198,943 total

Holdings

Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $4.10Exp: 2027-09-12→ Common Stock (128,757 underlying)
128,757
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $17.28Exp: 2025-08-03→ Common Stock (35,463 underlying)
35,463
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $21.53Exp: 2024-10-27→ Common Stock (30,396 underlying)
30,396
Common Stock, par value $0.01
(indirect: See footnote.)
168,414
Stock Option (Right to Buy)
(indirect: See footnote.)
Exercise: $18.00Exp: 2023-10-31→ Common Stock (40,808 underlying)
40,808
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $5.35Exp: 2026-08-01→ Common Stock (92,025 underlying)
92,025

TCS Co-Invest, LLC

Director10% Owner

Transactions

Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−1,256,734$12,567,340→ 4,646,261 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−53,811$538,110→ 198,943 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−4,189,455$41,894,550→ 15,488,802 total

Holdings

Common Stock, par value $0.01
(indirect: See footnote.)
168,414
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $21.53Exp: 2024-10-27→ Common Stock (30,396 underlying)
30,396
Stock Option (Right to Buy)
(indirect: See footnote.)
Exercise: $18.00Exp: 2023-10-31→ Common Stock (40,808 underlying)
40,808
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $17.28Exp: 2025-08-03→ Common Stock (35,463 underlying)
35,463
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $5.35Exp: 2026-08-01→ Common Stock (92,025 underlying)
92,025
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $4.10Exp: 2027-09-12→ Common Stock (128,757 underlying)
128,757

LGP Associates V LLC

Director10% Owner

Transactions

Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−1,256,734$12,567,340→ 4,646,261 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−53,811$538,110→ 198,943 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−4,189,455$41,894,550→ 15,488,802 total

Holdings

Stock Option (Right to Buy)
(indirect: See footnote.)
Exercise: $18.00Exp: 2023-10-31→ Common Stock (40,808 underlying)
40,808
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $5.35Exp: 2026-08-01→ Common Stock (92,025 underlying)
92,025
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $4.10Exp: 2027-09-12→ Common Stock (128,757 underlying)
128,757
Common Stock, par value $0.01
(indirect: See footnote.)
168,414
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $21.53Exp: 2024-10-27→ Common Stock (30,396 underlying)
30,396
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $17.28Exp: 2025-08-03→ Common Stock (35,463 underlying)
35,463

Green Equity Investors Side V, L.P.

Director10% Owner

Transactions

Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−4,189,455$41,894,550→ 15,488,802 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−53,811$538,110→ 198,943 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−1,256,734$12,567,340→ 4,646,261 total

Holdings

Stock Option (Right to Buy)
(indirect: See footnote.)
Exercise: $18.00Exp: 2023-10-31→ Common Stock (40,808 underlying)
40,808
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $21.53Exp: 2024-10-27→ Common Stock (30,396 underlying)
30,396
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $17.28Exp: 2025-08-03→ Common Stock (35,463 underlying)
35,463
Common Stock, par value $0.01
(indirect: See footnote.)
168,414
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $4.10Exp: 2027-09-12→ Common Stock (128,757 underlying)
128,757
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $5.35Exp: 2026-08-01→ Common Stock (92,025 underlying)
92,025

GEI Capital V, LLC

Director10% Owner

Transactions

Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−1,256,734$12,567,340→ 4,646,261 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−4,189,455$41,894,550→ 15,488,802 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−53,811$538,110→ 198,943 total

Holdings

Stock Option (Right to Buy)
(indirect: See footnote.)
Exercise: $18.00Exp: 2023-10-31→ Common Stock (40,808 underlying)
40,808
Common Stock, par value $0.01
(indirect: See footnote.)
168,414
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $17.28Exp: 2025-08-03→ Common Stock (35,463 underlying)
35,463
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $4.10Exp: 2027-09-12→ Common Stock (128,757 underlying)
128,757
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $21.53Exp: 2024-10-27→ Common Stock (30,396 underlying)
30,396
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $5.35Exp: 2026-08-01→ Common Stock (92,025 underlying)
92,025

Green V Holdings, LLC

Director10% Owner

Transactions

Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−4,189,455$41,894,550→ 15,488,802 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−53,811$538,110→ 198,943 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−1,256,734$12,567,340→ 4,646,261 total

Holdings

Stock Option (Right to Buy)
(indirect: See footnote.)
Exercise: $18.00Exp: 2023-10-31→ Common Stock (40,808 underlying)
40,808
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $21.53Exp: 2024-10-27→ Common Stock (30,396 underlying)
30,396
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $4.10Exp: 2027-09-12→ Common Stock (128,757 underlying)
128,757
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $17.28Exp: 2025-08-03→ Common Stock (35,463 underlying)
35,463
Common Stock, par value $0.01
(indirect: See footnote.)
168,414
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $5.35Exp: 2026-08-01→ Common Stock (92,025 underlying)
92,025

LEONARD GREEN PARTNERS LP

Director10% Owner

Transactions

Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−1,256,734$12,567,340→ 4,646,261 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−53,811$538,110→ 198,943 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−4,189,455$41,894,550→ 15,488,802 total

Holdings

Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $4.10Exp: 2027-09-12→ Common Stock (128,757 underlying)
128,757
Stock Option (Right to Buy)
(indirect: See footnote.)
Exercise: $18.00Exp: 2023-10-31→ Common Stock (40,808 underlying)
40,808
Common Stock, par value $0.01
(indirect: See footnote.)
168,414
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $5.35Exp: 2026-08-01→ Common Stock (92,025 underlying)
92,025
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $21.53Exp: 2024-10-27→ Common Stock (30,396 underlying)
30,396
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $17.28Exp: 2025-08-03→ Common Stock (35,463 underlying)
35,463

LGP MANAGEMENT INC

Director10% Owner

Transactions

Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−1,256,734$12,567,340→ 4,646,261 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−53,811$538,110→ 198,943 total
Sale
Common Stock, par value $0.01
2020-11-19$10.00/sh−4,189,455$41,894,550→ 15,488,802 total

Holdings

Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $17.28Exp: 2025-08-03→ Common Stock (35,463 underlying)
35,463
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $4.10Exp: 2027-09-12→ Common Stock (128,757 underlying)
128,757
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $5.35Exp: 2026-08-01→ Common Stock (92,025 underlying)
92,025
Stock Option (Right to Buy)
(indirect: See footnote.)
Exercise: $18.00Exp: 2023-10-31→ Common Stock (40,808 underlying)
40,808
Stock Option (Right to Buy)
(indirect: See footnote)
Exercise: $21.53Exp: 2024-10-27→ Common Stock (30,396 underlying)
30,396
Common Stock, par value $0.01
(indirect: See footnote.)
168,414

Footnotes (18)

[F1]Represents shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V").
[F10]Each of GEI V, GEI Side V, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
[F11]Represents shares of Common Stock owned by TCS.
[F12]Represents shares of restricted Common Stock owned by Messrs. Sokoloff, Flynn, and Galashan, each of whom hold 56,138 shares of restricted Common Stock.
[F13]The options reported on this row are fully vested.
[F14]The options reported on this row were granted to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan in respect of their service on the Issuer's board of directors for the benefit of LGP, with Mr. Sokoloff and Mr. Flynn each holding 13,603 of such options and Mr. Galashan holding 13,602 of such options. Each of Messrs. Sokoloff, Flynn, and Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
[F15]The options reported on this row were granted to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan in respect of their service on the Issuer's board of directors for the benefit of LGP, with Messrs. Sokoloff, Flynn, and Galashan each holding 10,132 of such options. Each of Messrs. Sokoloff, Flynn, and Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
[F16]The options reported on this row were granted to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan in respect of their service on the Issuer's board of directors for the benefit of LGP, with Messrs. Sokoloff, Flynn, and Galashan each holding 11,821 of such options. Each of Messrs. Sokoloff, Flynn, and Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
[F17]The options reported on this row were granted to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan in respect of their service on the Issuer's board of directors for the benefit of LGP, with Messrs. Sokoloff, Flynn, and Galashan each holding 30,675 of such options. Each of Messrs. Sokoloff, Flynn, and Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
[F18]The options reported on this row were granted to Jonathan D. Sokoloff, Timothy J. Flynn, and J. Kristofer Galashan in respect of their service on the Issuer's board of directors for the benefit of LGP, with Messrs. Sokoloff, Flynn, and Galashan each holding 42,919 of such options. Each of Messrs. Sokoloff, Flynn, and Galashan disclaims beneficial ownership of such options, except to the extent of his pecuniary interest therein. LGP directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of such options.
[F2]Represents shares owned by GEI V.
[F3]GEI Capital V, LLC ("GEIC") is the general partner of GEI V and Green Equity Investors Side V, L.P. ("GEI Side V"). Green V Holdings, LLC ("Holdings") is a limited partner of GEI V and GEI Side V. Leonard Green & Partners, L.P. ("LGP") is the manager of GEI V, GEI Side V and Peridot Coinvest Manager LLC ("Peridot"), and an affiliate of GEIC and Holdings. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot is the manager of LGP Associates V LLC ("Associates V"). Associates V is the manager of TCS Co-Invest, LLC ("TCS").
[F4]GEI Side V, as an affiliated entity of GEI V, LGP, as the manager of GEI V, GEI Side V and Peridot, LGPM, as the general partner of LGP, GEIC, as the general partner of GEI V and GEI Side V, Holdings, as a limited partner of GEI V and GEI Side V, Peridot, as the manager of Associates V, and Associates V, as the manager of TCS, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owners of the Shares (in the case of GEI Side V, the GEI V Shares and TCS's Shares, in the case of GEI V, the GEI Side V Shares and TCS's Shares, and in the case of TCS, the GEI V Shares and the GEI Side V Shares) owned by GEI V, GEI Side V, or TCS.
[F5]Each of GEI Side V, TCS, GEIC, Holdings, LGP, LGPM, Peridot, and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
[F6]Represents shares of Common Stock sold by GEI Side V.
[F7]Represents shares owned by GEI Side V.
[F8]Each of GEI V, TCS, LGP, LGPM, GEIC, Holdings, Peridot and Associates V disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes.
[F9]Represents shares of Common Stock sold by TCS.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

Container Store Group, Inc.

CIK 0001411688

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001449643

Filing Metadata

Form type: 4
Filed: Nov 22, 7:00 PM ET
Accepted: Nov 23, 6:34 PM ET
Size: 35.5 KB

View on SEC.gov