5AM Partners VI, LLC 4
4 · 5:01 Acquisition Corp. · Filed Dec 1, 2020
Insider Transaction Report
Form 4
5:01 Acquisition LLC
10% Owner
Transactions
- Other
Class B Common Stock
2020-11-30−235,932→ 1,944,068 total→ Class A Common Stock (235,932 underlying)
Footnotes (3)
- [F1]The shares of Class B common stock are convertible into shares of the issuer's Class A common stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
- [F2]Represents the forfeiture of 235,932 previously reported shares that were subject to forfeiture in the event the underwriters of the initial public offering of the issuer's securities did not exercise in full their over-allotment option as described in the issuer's registration statement.
- [F3]5AM Partners VI, LLC is the general partner of 5AM Ventures VI, L.P., the sole member of the Reporting Person, and may be deemed to have sole investment and voting power over the shares held by the Reporting Person.