PENN NATIONAL GAMING INC·4

Dec 2, 6:24 PM ET

Sottosanti Carl 4

4 · PENN NATIONAL GAMING INC · Filed Dec 2, 2020

Insider Transaction Report

Form 4
Period: 2020-11-30
Sottosanti Carl
Sr. Vice President/Gen Counsel
Transactions
  • Sale

    Common Stock

    2020-11-30$72.19/sh12,713$917,75155,748 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2020-11-3020,18060,537 total
    Exercise: $19.45Exp: 2029-01-03Common Stock (20,180 underlying)
  • Exercise/Conversion

    Common Stock

    2020-11-30$19.45/sh+20,180$392,50182,358 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2020-11-3024,29224,291 total
    Exercise: $30.74Exp: 2025-01-03Common Stock (24,292 underlying)
  • Exercise/Conversion

    Common Stock

    2020-11-30$30.74/sh+24,292$746,73662,178 total
  • Sale

    Common Stock

    2020-11-30$71.73/sh18,643$1,337,26263,715 total
  • Sale

    Common Stock

    2020-11-30$73.17/sh17,862$1,306,96337,886 total
  • Sale

    Common Stock

    2020-11-30$71.56/sh18,087$1,294,30668,461 total
  • Sale

    Common Stock

    2020-11-30$72.50/sh15,729$1,140,35347,986 total
  • Sale

    Common Stock

    2020-11-30$73.16/sh10,100$738,91637,886 total
Footnotes (8)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.95, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.86, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.28, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.28 to $71.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.99, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
  • [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.25, inclusive. The reporting person undertakes to provide to Penn National Gaming, Inc., any security holder of Penn National Gaming, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (6) to this Form 4.
  • [F7]The stock options vest in four annual installments beginning on January 3, 2019.
  • [F8]The stock options vest in four annual installments beginning on January 3, 2020.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION