Home/Filings/4/0001209191-20-061847
4//SEC Filing

Frank Joshua D. 4

Accession 0001209191-20-061847

CIK 0000096021other

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 5:18 PM ET

Size

13.9 KB

Accession

0001209191-20-061847

Insider Transaction Report

Form 4
Period: 2020-12-02
Transactions
  • Sale

    Common Stock

    2020-12-03$73.68/sh64,379$4,743,18720,593,928 total(indirect: Please see explanation below)
  • Sale

    Common Stock

    2020-12-02$72.92/sh550,000$40,107,37520,843,928 total(indirect: Please see explanation below)
  • Sale

    Common Stock

    2020-12-03$73.19/sh185,621$13,586,34320,658,307 total(indirect: Please see explanation below)
Holdings
  • Common Stock

    4,840
Transactions
  • Sale

    Common Stock

    2020-12-03$73.19/sh185,621$13,586,34320,658,307 total(indirect: Please see explanation below)
  • Sale

    Common Stock

    2020-12-02$72.92/sh550,000$40,107,37520,843,928 total(indirect: Please see explanation below)
  • Sale

    Common Stock

    2020-12-03$73.68/sh64,379$4,743,18720,593,928 total(indirect: Please see explanation below)
Holdings
  • Common Stock

    4,840
Footnotes (6)
  • [F1]The sales reported in this Form 4 were done for portfolio management purposes.
  • [F2]The price shown in Column 4 is a weighted average sale price. The price range for the sales is $72.50 to $73.20. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  • [F3]Trian Fund Management, L.P. ("Trian Management") serves as the management company for Trian Partners, L.P., Trian Partners Master Fund, L.P., Trian Partners Parallel Fund I, L.P., Trian Partners Strategic Investment Fund-A, L.P., Trian Partners CoInvestment Fund-A, L.P., Trian Partners Strategic Investment Fund-N, L.P., Trian Partners Strategic Investment Fund-D, L.P., Trian Partners Fund (Sub)-G,L.P., Trian Partners Strategic Fund-G II, L.P., Trian Partners Strategic Fund G-III, L.P., Trian Partners Co-Investment Opportunities Fund, Ltd., Trian Partners Strategic Fund-K, L.P. and Trian Partners Strategic Fund-C, Ltd. (collectively, the "Trian Entities") and as such determines the investment and voting decisions of the Trian Entities with respect to the shares of the Issuer held by them.
  • [F4](FN 3, contd.) Mr. Frank is a limited partner of Trian Partners SPV XI GP, L.P. ("SPV XI GP") and certain affiliates of the Trian Entities and therefore may be deemed to have an indirect interest in the shares held by SPV XI GP, the Trian Entities and Trian Management. The Reporting Persons disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interests therein and this report shall not be deemed an admission that the Reporting Persons are the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Mr. Frank is a director of the Issuer.
  • [F5]The price shown in Column 4 is a weighted average sale price. The price range for the sales is $72.50 to $73.49. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
  • [F6]The price shown in Column 4 is a weighted average sale price. The price range for the sales is $73.495 to $73.82. The Reporting Person undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.

Issuer

SYSCO CORP

CIK 0000096021

Entity typeother

Related Parties

1
  • filerCIK 0001422599

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 5:18 PM ET
Size
13.9 KB