Rosen Marc 4

Accession 0001209191-20-062357

CIK 0000094845other

View on SEC.gov Company Profile

Filed

Dec 7, 7:00 PM ET

Accepted

Dec 8, 6:52 PM ET

Size

30.4 KB

Accession

0001209191-20-062357

Insider Transaction Report

Form 4

Period: 2020-12-04

LEVI STRAUSS & COLEVI

Rosen Marc

EVP & Pres. Direct-to-Customer

Transactions

Sale
Class A Common Stock
2020-12-07$19.45/sh−60,941$1,185,302→ 75,182 total
Exercise/Conversion
Stock Appreciation Rights
2020-12-04−28,690→ 28,690 total
Exercise: $9.60Exp: 2025-01-20→ Class B Common Stock (28,690 underlying)
Conversion
Class B Common Stock
2020-12-04−58,621→ 0 total
→ Class A Common Stock (58,621 underlying)
Exercise/Conversion
Stock Appreciation Rights
2020-12-04−82,830→ 0 total
Exercise: $6.10Exp: 2023-02-09→ Class B Common Stock (82,830 underlying)
Exercise/Conversion
Class B Common Stock
2020-12-04$6.90/sh+42,620$294,078→ 151,550 total
→ Class A Common Stock (42,620 underlying)
Conversion
Class A Common Stock
2020-12-04+58,621→ 136,123 total
Exercise/Conversion
Stock Appreciation Rights
2020-12-04−26,100→ 0 total
Exercise: $7.43Exp: 2022-02-04→ Class B Common Stock (26,100 underlying)
Exercise/Conversion
Class B Common Stock
2020-12-04$7.43/sh+26,100$193,923→ 26,100 total
→ Class A Common Stock (26,100 underlying)
Exercise/Conversion
Stock Appreciation Rights
2020-12-04−42,620→ 21,310 total
Exercise: $6.90Exp: 2024-02-01→ Class B Common Stock (42,620 underlying)
Disposition to Issuer
Class B Common Stock
2020-12-04$19.83/sh−121,619$2,411,705→ 58,621 total
→ Class A Common Stock (121,619 underlying)
Exercise/Conversion
Class B Common Stock
2020-12-04$9.60/sh+28,690$275,424→ 180,240 total
→ Class A Common Stock (28,690 underlying)
Exercise/Conversion
Class B Common Stock
2020-12-04$6.10/sh+82,830$505,263→ 108,930 total
→ Class A Common Stock (82,830 underlying)

Holdings

Class A Common Stock
(indirect: See Footnote)
28,350

Footnotes (9)

[F1]The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.
[F2]Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
[F3]Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.30 to $19.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
[F4]The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.
[F5]100% of these stock appreciation rights (SARs) are fully vested.
[F6]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
[F7]100% of these stock appreciation rights are fully vested.
[F8]25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.
[F9]25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

LEVI STRAUSS & CO

CIK 0000094845

→

Entity typeother

Related Parties

filerCIK 0001768725

Filing Metadata

Form type: 4
Filed: Dec 7, 7:00 PM ET
Accepted: Dec 8, 6:52 PM ET
Size: 30.4 KB

View on SEC.gov