3//SEC Filing
August Capital Management V, L.L.C. 3
Accession 0001209191-20-062389
CIK 0001422930other
Filed
Dec 7, 7:00 PM ET
Accepted
Dec 8, 8:42 PM ET
Size
21.2 KB
Accession
0001209191-20-062389
Insider Transaction Report
Form 3
PubMatic, Inc.PUBM
Holdings
- (indirect: See footnote)
Series D Prime Preferred Stock
→ Class B Common Stock (1,036,974 underlying) - (indirect: See footnote)
Series D Preferred Stock
→ Class B Common Stock (6,136,776 underlying)
Hartenbaum Howard
10% Owner
Holdings
- (indirect: See footnote)
Series D Prime Preferred Stock
→ Class B Common Stock (1,036,974 underlying) - (indirect: See footnote)
Series D Preferred Stock
→ Class B Common Stock (6,136,776 underlying)
August Capital Management V, L.L.C.
10% Owner
Holdings
- (indirect: See footnote)
Series D Preferred Stock
→ Class B Common Stock (6,136,776 underlying) - (indirect: See footnote)
Series D Prime Preferred Stock
→ Class B Common Stock (1,036,974 underlying)
Hornik David
10% Owner
Holdings
- (indirect: See footnote)
Series D Prime Preferred Stock
→ Class B Common Stock (1,036,974 underlying) - (indirect: See footnote)
Series D Preferred Stock
→ Class B Common Stock (6,136,776 underlying)
Holdings
- (indirect: See footnote)
Series D Preferred Stock
→ Class B Common Stock (6,136,776 underlying) - (indirect: See footnote)
Series D Prime Preferred Stock
→ Class B Common Stock (1,036,974 underlying)
Footnotes (3)
- [F1]Each share of Series D Preferred Stock and Series D Prime Preferred Stock will automatically convert into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date.
- [F2]Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
- [F3]These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the August Capital Funds). August Capital Management V, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds.
Issuer
PubMatic, Inc.
CIK 0001422930
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001547399
Filing Metadata
- Form type
- 3
- Filed
- Dec 7, 7:00 PM ET
- Accepted
- Dec 8, 8:42 PM ET
- Size
- 21.2 KB