4//SEC Filing
Thomas John C 4
Accession 0001209191-20-062936
CIK 0001326110other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 4:20 PM ET
Size
6.1 KB
Accession
0001209191-20-062936
Insider Transaction Report
Form 4
Thomas John C
Director
Transactions
- Sale
Common Stock
2020-12-10$10.83/sh−42,592$461,122→ 207,477 total
Holdings
- 13,886(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on September 10, 2020.
- [F2]Represents the weighted average share price of an aggregate total of 42,592 shares sold in the price range of $10.17 to $11.14 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reported shares held by the John C Thomas Jr. Trustee Susan T Thomas U/W DTD 5/10/96.
Documents
Issuer
NantKwest, Inc.
CIK 0001326110
Entity typeother
Related Parties
1- filerCIK 0001424620
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 4:20 PM ET
- Size
- 6.1 KB