Thomas John C 4
4 · NantKwest, Inc. · Filed Dec 11, 2020
Insider Transaction Report
Form 4
Thomas John C
Director
Transactions
- Sale
Common Stock
2020-12-10$10.83/sh−42,592$461,122→ 207,477 total
Holdings
- 13,886(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on September 10, 2020.
- [F2]Represents the weighted average share price of an aggregate total of 42,592 shares sold in the price range of $10.17 to $11.14 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reported shares held by the John C Thomas Jr. Trustee Susan T Thomas U/W DTD 5/10/96.