4//SEC Filing
August Capital Management V, L.L.C. 4
Accession 0001209191-20-062983
CIK 0001422930other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 5:00 PM ET
Size
17.6 KB
Accession
0001209191-20-062983
Insider Transaction Report
Form 4
PubMatic, Inc.PUBM
Transactions
- Conversion
Class B Common Stock
2020-12-11+7,173,750→ 7,173,750 total(indirect: See footnote)→ Class A Common Stock (7,173,750 underlying) - Conversion
Series D Preferred Stock
2020-12-11−6,136,776→ 0 total(indirect: See footnote)→ Class B Common Stock (6,136,776 underlying) - Conversion
Series D Prime Preferred Stock
2020-12-11−1,036,974→ 0 total(indirect: See footnote)→ Class B Common Stock (1,036,974 underlying)
Transactions
- Conversion
Series D Prime Preferred Stock
2020-12-11−1,036,974→ 0 total(indirect: See footnote)→ Class B Common Stock (1,036,974 underlying) - Conversion
Class B Common Stock
2020-12-11+7,173,750→ 7,173,750 total(indirect: See footnote)→ Class A Common Stock (7,173,750 underlying) - Conversion
Series D Preferred Stock
2020-12-11−6,136,776→ 0 total(indirect: See footnote)→ Class B Common Stock (6,136,776 underlying)
August Capital Management V, L.L.C.
10% Owner
Transactions
- Conversion
Class B Common Stock
2020-12-11+7,173,750→ 7,173,750 total(indirect: See footnote)→ Class A Common Stock (7,173,750 underlying) - Conversion
Series D Prime Preferred Stock
2020-12-11−1,036,974→ 0 total(indirect: See footnote)→ Class B Common Stock (1,036,974 underlying) - Conversion
Series D Preferred Stock
2020-12-11−6,136,776→ 0 total(indirect: See footnote)→ Class B Common Stock (6,136,776 underlying)
Hornik David
10% Owner
Transactions
- Conversion
Class B Common Stock
2020-12-11+7,173,750→ 7,173,750 total(indirect: See footnote)→ Class A Common Stock (7,173,750 underlying) - Conversion
Series D Preferred Stock
2020-12-11−6,136,776→ 0 total(indirect: See footnote)→ Class B Common Stock (6,136,776 underlying) - Conversion
Series D Prime Preferred Stock
2020-12-11−1,036,974→ 0 total(indirect: See footnote)→ Class B Common Stock (1,036,974 underlying)
Hartenbaum Howard
10% Owner
Transactions
- Conversion
Class B Common Stock
2020-12-11+7,173,750→ 7,173,750 total(indirect: See footnote)→ Class A Common Stock (7,173,750 underlying) - Conversion
Series D Prime Preferred Stock
2020-12-11−1,036,974→ 0 total(indirect: See footnote)→ Class B Common Stock (1,036,974 underlying) - Conversion
Series D Preferred Stock
2020-12-11−6,136,776→ 0 total(indirect: See footnote)→ Class B Common Stock (6,136,776 underlying)
Footnotes (3)
- [F1]Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer that occurs after the closing of the Issuer's initial public offering, except for certain permitted transfers.
- [F2]These securities are held by August Capital V Special Opportunities, L.P., as nominee for August Capital V Special Opportunities, L.P., August Capital Strategic Partners V, L.P. and related individuals (collectively, the August Capital Funds). August Capital Management V, L.L.C. is the general partner of the August Capital Funds and may be deemed to have sole voting power and sole investment power over the shares held by the August Capital Funds. Howard Hartenbaum and David M. Hornik are the members of August Capital Management V, L.L.C. and they, along with W. Eric Carlborg as a voting party with respect to the Issuer's securities, may be deemed to share voting and investment power with respect to the shares held by the August Capital Funds.
- [F3]Each share of Series D Preferred Stock and Series D Prime Preferred Stock automatically converted into one share of Class B common stock immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock and Series D Prime Preferred Stock have no expiration date.
Documents
Issuer
PubMatic, Inc.
CIK 0001422930
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001547399
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 5:00 PM ET
- Size
- 17.6 KB